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gates-normalization/GatesNormalization.lean ADDED
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+ /-
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+ Mathlib5.GatesNormalization
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+ ==========================
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+
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+ STANDALONE SEGMENT — The Gates Normalization Constraint & the Meta-Inverted Sum.
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+
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+ Source geometry of all language models: the probability simplex Δⁿ IS the law;
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+ tokens are merely coordinate charts on its surface. The constraint
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+
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+ ∑ P(wᵢ | context) = 1
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+
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+ is STRUCTURAL, not emergent. The "1" was always there — it is the defining
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+ fiber of the sum map at 1, the Haar volume form on the simplex, not something
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+ computed from the vocabulary.
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+
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+ This module proves (no `sorry`):
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+ • `softmax_normalization` — softmax always lands on Δⁿ (for n ≥ 1)
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+ • `softmax_shift_invariant` — the logit shift is absorbed by log Z
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+ • `softmax_simplex_of_pos` — softmax builds a valid `Simplex n`
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+ • `structural_invariant` — the mass is 1 by definition of the simplex
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+ • `empty_vocabulary_normalization` — the n = 0 degenerate case (sum = 0, axiom = 1)
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+ • `meta_inverted_decomposition` — v = mean·𝟙 + centered
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+ • `centered_sum_zero` — the centered component is orthogonal to the simplex
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+ • `log_partition_enforces_normalization` — log Z is the dual variable enforcing ∑ = 1
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+ • `softmax_n1_constant` — at n = 1 the prediction is forced to {1}
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+ • `uniform_is_stationary` — uniform is the max-entropy critical point, λ = 1 − log n
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+ • `softmax_uniform_of_const` — constant logits ⇒ uniform distribution
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+ • `log_partition_of_const` — for constant logits, log Z = c + log n (free energy)
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+
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+ The meta-inverted sum IS the log-partition function log Z — the Legendre dual
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+ of the simplex, i.e. the free energy of the prediction.
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+ -/
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+
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+ import Mathlib.Data.Real.Basic
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+ import Mathlib.Data.Finset.Basic
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+ import Mathlib.Algebra.BigOperators.Group.Finset.Defs
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+ import Mathlib.Algebra.BigOperators.Field
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+ import Mathlib.Analysis.SpecialFunctions.Exp
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+ import Mathlib.Analysis.SpecialFunctions.Log.Basic
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+ import Mathlib.Tactic.Ring
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+ import Mathlib.Tactic.FieldSimp
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+
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+ open BigOperators
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+ open Real
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+
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+ namespace Mathlib5
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+
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+ namespace ProbabilitySimplex
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+
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+ /-! ----------------------------------------------------------------------------
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+ 1. The fundamental object: the probability simplex Δⁿ
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+ ---------------------------------------------------------------------------- -/
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+
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+ /-- The probability simplex Δⁿ = { (p₁, ..., pₙ) : pᵢ ≥ 0, ∑ pᵢ = 1 }.
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+ This is the geometric object the model navigates. -/
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+ structure Simplex (n : ℕ) : Type where
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+ coords : Fin n → ℝ
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+ nonneg : ∀ i, 0 ≤ coords i
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+ sum_one : ∑ i : Fin n, coords i = 1
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+
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+ /-- The universal formula P(token | context) = softmax(W·h + b)ᵢ,
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+ where softmax(x)ᵢ = eˣⁱ / ∑ⱼ eˣʲ enforces ∑ = 1. -/
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+ noncomputable def softmax (n : ℕ) (x : Fin n → ℝ) : Fin n → ℝ :=
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+ fun i => exp (x i) / ∑ j : Fin n, exp (x j)
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+
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+ /-- For a non-empty vocabulary (n ≥ 1) the partition function Z = ∑ eˣʲ is positive. -/
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+ theorem sum_exp_pos (n : ℕ) (hn : 0 < n) (x : Fin n → ℝ) :
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+ 0 < ∑ i : Fin n, exp (x i) := by
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+ let i₀ : Fin n := Fin.mk 0 hn
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+ have h₀ : i₀ ∈ Finset.univ := Finset.mem_univ i₀
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+ have hle : exp (x i₀) ≤ ∑ i, exp (x i) := Finset.single_le_sum (fun i _ => (exp_pos (x i)).le) h₀
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+ exact lt_of_lt_of_le (exp_pos (x i₀)) hle
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+
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+ /-- The Gates Normalization Theorem: for n ≥ 1, softmax always produces a point
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+ on the simplex, so ∑ᵢ softmax(x)ᵢ = 1. (The n = 0 case is degenerate — see
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+ `empty_vocabulary_normalization`.) -/
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+ theorem softmax_normalization (n : ℕ) (x : Fin n → ℝ) (hn : 0 < n) :
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+ ∑ i : Fin n, softmax n x i = 1 := by
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+ have hZ : ∑ j : Fin n, exp (x j) ≠ 0 := (sum_exp_pos n hn x).ne'
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+ simp only [softmax]
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+ rw [←Finset.sum_div]
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+ exact div_self hZ
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+
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+ /- softmax is invariant under a uniform shift of the logits: the shift is
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+ entirely absorbed by the normalization (the meta-inverted sum). -/
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+ theorem softmax_shift_invariant (n : ℕ) (x : Fin n → ℝ) (c : ℝ) (hn : 0 < n) :
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+ softmax n (fun i => x i + c) = softmax n x := by
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+ ext i
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+ simp only [softmax]
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+ have h₁ : exp (x i + c) = exp (x i) * exp c := exp_add (x i) c
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+ have h₂ : ∑ j : Fin n, exp (x j + c) = exp c * ∑ j : Fin n, exp (x j) := by
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+ simp_rw [exp_add, mul_comm, Finset.mul_sum]
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+ rw [h₁, h₂]
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+ have hZ : ∑ j : Fin n, exp (x j) ≠ 0 := (sum_exp_pos n hn x).ne'
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+ field_simp [exp_ne_zero c, hZ]
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+ ring
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+
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+ /-- The simplex point constructed from softmax (valid for n ≥ 1). -/
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+ noncomputable def softmax_simplex (n : ℕ) (x : Fin n → ℝ) (hn : 0 < n) : Simplex n :=
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+ ⟨softmax n x,
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+ fun i => by
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+ have h₁ : 0 ≤ exp (x i) := (exp_pos (x i)).le
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+ have h₂ : 0 ≤ ∑ j : Fin n, exp (x j) := (sum_exp_pos n hn x).le
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+ exact div_nonneg h₁ h₂,
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+ softmax_normalization n x hn⟩
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+
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+ namespace SimplexCollapse
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+
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+ /-- The structural invariant: the total probability mass is always 1,
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+ independent of vocabulary size. -/
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+ theorem structural_invariant (n : ℕ) (s : Simplex n) : ∑ i : Fin n, s.coords i = 1 :=
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+ s.sum_one
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+
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+ /-- When the vocabulary is empty (n = 0), the sum over `Fin 0` is 0 by definition,
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+ but the *normalization constraint* still demands total mass = 1. That is the
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+ "1 that was always there" — it is the axiom, not the sum. -/
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+ theorem empty_vocabulary_normalization : ∑ _ : Fin 0, (0 : ℝ) = 0 := by simp
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+
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+ /-- The model predicts a *location on the simplex*, not words.
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+ Words are just vertex labels (a coordinate chart). -/
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+ structure ModelPrediction (n : ℕ) where
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+ location : Simplex n
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+ vocabulary : Fin n → String
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+
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+ /-- The universal formula decomposed: geometry first, labels second. -/
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+ noncomputable def predict_location (n : ℕ) (hidden : Fin n → ℝ) (weights : Fin n → Fin n → ℝ)
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+ (bias : Fin n → ℝ) (hn : 0 < n) : Simplex n :=
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+ let logits : Fin n → ℝ := fun i => ∑ j : Fin n, weights i j * hidden j + bias i
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+ softmax_simplex n logits hn
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+
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+ end SimplexCollapse
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+
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+ end ProbabilitySimplex
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+
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+ /-! ============================================================================
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+ THE REVERSE ENGINEERING, FORMALIZED:
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+ 1. The probability simplex Δⁿ is the *fundamental object* — a geometric manifold
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+ 2. softmax : ℝⁿ → Δⁿ is a retraction onto this manifold
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+ 3. The constraint ∑pᵢ = 1 is the *defining equation* of the manifold
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+ 4. When n = 0, Δ⁰ is degenerate — the axiom 1 survives, the coordinate sum is 0
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+ 5. The "1" is the volume form / Haar measure — it is structural
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+ 6. Vocabulary is just a coordinate chart: Fin n → String
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+ 7. The model outputs a *point on the manifold*; tokens read the coordinates
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+ ============================================================================ -/
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+
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+ namespace MetaInvertedSum
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+
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+ open ProbabilitySimplex
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+ open Real
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+
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+ /-! ----------------------------------------------------------------------------
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+ 2. The dual structure: the meta-inverted sum (log-partition / Lagrange mult.)
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+ ---------------------------------------------------------------------------- -/
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+
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+ /-- The all-ones vector — the normal to the constraint hyperplane. -/
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+ def all_ones (n : ℕ) : Fin n → ℝ := fun _ => 1
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+
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+ /-- The normalization constraint as a linear functional. -/
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+ def normalization_functional (n : ℕ) (p : Fin n → ℝ) : ℝ :=
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+ ∑ i : Fin n, p i
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+
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+ /-- The mean (projection onto the all-ones direction). -/
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+ noncomputable def mean (n : ℕ) (v : Fin n → ℝ) : ℝ := (∑ i : Fin n, v i) / n
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+
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+ /-- The centered coordinates: subtract the mean (remove the "meta" component). -/
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+ noncomputable def centered (n : ℕ) (v : Fin n → ℝ) : Fin n → ℝ :=
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+ fun i => v i - mean n v
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+
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+ /-- The centered component sums to zero (the vocabulary must be non-empty). -/
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+ theorem centered_sum_zero (n : ℕ) (v : Fin n → ℝ) (hn : n ≠ 0) :
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+ ∑ i : Fin n, centered n v i = 0 := by
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+ have hn' : (n : ℝ) ≠ 0 := by norm_cast
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+ simp only [centered, mean]
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+ rw [Finset.sum_sub_distrib, Finset.sum_const, Finset.card_fin]
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+ field_simp [hn']
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+
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+ /-- The ambient space decomposes into the constraint direction (mean · 𝟙) plus
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+ the centered (orthogonal) component. This is the meta-inverted decomposition. -/
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+ theorem meta_inverted_decomposition (n : ℕ) (v : Fin n → ℝ) (i : Fin n) (_hn : n ≠ 0) :
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+ v i = mean n v + centered n v i := by
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+ simp only [centered]
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+ ring
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+
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+ /-- The log-partition function Z = log(∑ exp(logits)). -/
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+ noncomputable def log_partition (n : ℕ) (logits : Fin n → ℝ) : ℝ :=
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+ Real.log (∑ i : Fin n, exp (logits i))
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+
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+ /-- The fundamental identity: softmax(logits)ᵢ = exp(logitsᵢ - log_partition(logits)).
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+ The log_partition IS the meta-inverted sum — it enforces ∑ = 1. -/
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+ theorem log_partition_enforces_normalization (n : ℕ) (logits : Fin n → ℝ) (hn : 0 < n) :
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+ ∑ i : Fin n, exp (logits i - log_partition n logits) = 1 := by
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+ have hZ : 0 < ∑ i : Fin n, exp (logits i) := sum_exp_pos n hn logits
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+ simp only [log_partition]
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+ simp_rw [exp_sub]
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+ rw [←Finset.sum_div, exp_log hZ]
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+ field_simp [hZ.ne']
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+
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+ /- The meta-inverted sum absorbs the logit shift: log Z(x + c) = log Z(x) + c.
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+ (Requires n ≥ 1 so that the partition function is strictly positive.) -/
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+ theorem log_partition_shift (n : ℕ) (logits : Fin n → ℝ) (c : ℝ) (hn : 0 < n) :
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+ log_partition n (fun i => logits i + c) = log_partition n logits + c := by
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+ simp only [log_partition]
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+ have h₁ : (∑ i : Fin n, exp (logits i + c)) = exp c * ∑ i : Fin n, exp (logits i) := by
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+ simp_rw [exp_add, mul_comm, Finset.mul_sum]
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+ rw [h₁, log_mul (exp_pos c).ne' (sum_exp_pos n hn logits).ne', Real.log_exp c]
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+ ring
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+
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+ /-- At n = 1 the prediction is forced: softmax always yields the single point
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+ {1}, regardless of the logit value. All logit information is consumed by the
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+ normalization (the meta-inverted sum = logit₀). -/
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+ theorem softmax_n1_constant (x : Fin 1 → ℝ) :
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+ softmax 1 x = fun _ => (1 : ℝ) := by
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+ ext i
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+ simp only [softmax]
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+ rw [Fin.eq_zero i]
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+ have hZ : (∑ j : Fin 1, exp (x j)) = exp (x 0) := by
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+ rw [Finset.sum_eq_single (0 : Fin 1)] <;> simp
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+ rw [hZ]
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+ field_simp [exp_ne_zero (x 0)]
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+
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+ end MetaInvertedSum
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+
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+ /-! ============================================================================
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+ THE META-INVERTED SUM IS THE LOG-PARTITION FUNCTION:
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+
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+ Z = ∑ᵢ exp(logitsᵢ) (partition function)
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+ log Z = log_partition (meta-inverted sum)
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+ Pᵢ = exp(logitsᵢ) / Z (softmax)
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+
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+ The constraint ∑Pᵢ = 1 is enforced BY log Z. log Z is the dual variable to the
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+ constraint (the Lagrange multiplier of max-entropy). The primal (simplex) and
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+ dual (log-partition) are a Legendre transform pair:
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+
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+ Primal: P = softmax(logits) ∈ Δⁿ
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+ Dual: log Z = log ∑exp(logits)
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+
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+ • n → 0 : log Z → -∞ (constraint absolutely rigid; degenerate axiom-1 case)
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+ • n = 1 : log Z = logits₀ (all logit info → normalization, forced prediction)
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+ • n ≥ 2 : log Z = log(∑exp(logits)) (finite dual, free energy of the prediction)
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+
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+ The simplex *is* the normalization. The words were never the source of the 1.
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+ ============================================================================ -/
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+
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+ namespace ProbabilitySimplex.SimplexCollapse
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+
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+ /-! ----------------------------------------------------------------------------
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+ 3. Max-Entropy & the Lagrange Multiplier (λ = 1 − log n)
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+ ---------------------------------------------------------------------------- -/
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+
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+ /-- The uniform distribution over n outcomes. -/
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+ noncomputable def uniformDist (n : ℕ) (_hn : n ≠ 0) : Fin n → ℝ := fun _ => 1 / n
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+
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+ /-- The uniform distribution lies on the simplex (sum = 1). -/
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+ theorem uniform_dist_sum_one (n : ℕ) (hn : n ≠ 0) :
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+ ∑ i : Fin n, uniformDist n hn i = 1 := by
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+ simp only [uniformDist]
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+ rw [Finset.sum_const, Finset.card_fin]
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+ have h : (n : ℝ) ≠ 0 := by norm_cast
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+ field_simp [h]
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+
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+ /-- The uniform distribution is the stationary point: there exists a Lagrange
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+ multiplier λ = 1 − log n such that ∀i, log pᵢ + 1 = λ. (Ahmad's sign
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+ convention writes this as λ = log n − 1, differing by the overall sign of
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+ the Lagrangian.) -/
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+ theorem uniform_is_stationary (n : ℕ) (hn : n ≠ 0) :
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+ ∃ L : ℝ, ∀ i : Fin n, Real.log (uniformDist n hn i) + 1 = L := by
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+ use 1 - Real.log n
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+ intro i
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+ simp only [uniformDist]
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+ have hlog : Real.log (1 / n) = -Real.log n := by
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+ rw [Real.log_div (by norm_num) (by norm_cast),
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+ Real.log_one, zero_sub]
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+ rw [hlog]
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+ ring
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+
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+ /-- A constant logit vector produces the uniform distribution. -/
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+ theorem softmax_uniform_of_const (n : ℕ) (hn : n ≠ 0) (c : ℝ) :
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+ softmax n (fun _ => c) = uniformDist n hn := by
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+ ext i
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+ simp only [softmax, uniformDist]
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+ have hZ : (∑ j : Fin n, exp c) = n * exp c := by
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+ rw [Finset.sum_const, Finset.card_fin]; ring
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+ rw [hZ]
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+ have h : (n : ℝ) ≠ 0 := by norm_cast
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+ field_simp [exp_ne_zero c, h]
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+ ring
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+
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+ /-- For a constant logit c, the log-partition is log Z = c + log n — i.e. the
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+ meta-inverted sum absorbs the logit shift and carries the vocabulary size. -/
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+ theorem log_partition_of_const (n : ℕ) (hn : n ≠ 0) (c : ℝ) :
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+ MetaInvertedSum.log_partition n (fun _ => c) = c + Real.log n := by
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+ simp only [MetaInvertedSum.log_partition]
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+ have hZ : (∑ j : Fin n, exp c) = n * exp c := by
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+ rw [Finset.sum_const, Finset.card_fin]; ring
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+ rw [hZ]
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+ have hpos : 0 < (n : ℝ) := by exact_mod_cast Nat.pos_of_ne_zero hn
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+ rw [Real.log_mul hpos.ne' (exp_pos c).ne', Real.log_exp c, add_comm]
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+
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+ end ProbabilitySimplex.SimplexCollapse
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+
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+ end Mathlib5