add gates-normalization/gates_normalization_repro.py
Browse files
gates-normalization/gates_normalization_repro.py
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| 1 |
+
#!/usr/bin/env python3
|
| 2 |
+
# -*- coding: utf-8 -*-
|
| 3 |
+
"""
|
| 4 |
+
GATES NORMALIZATION — REPRODUCTION SCRIPT
|
| 5 |
+
========================================
|
| 6 |
+
|
| 7 |
+
Reproduces every quantitative claim in the paper:
|
| 8 |
+
|
| 9 |
+
"The Gates Normalization Constraint & the Meta-Inverted Sum:
|
| 10 |
+
Structural Geometry of the Probability Simplex, and the Source
|
| 11 |
+
of All Language Models"
|
| 12 |
+
|
| 13 |
+
Run: python3 gates_normalization_repro.py
|
| 14 |
+
|
| 15 |
+
This script is self-contained (only the Python standard library + math).
|
| 16 |
+
It prints a machine-readable evidence log and writes `repro_evidence.txt`
|
| 17 |
+
which the paper embeds verbatim as the Evidence Appendix.
|
| 18 |
+
"""
|
| 19 |
+
|
| 20 |
+
import math
|
| 21 |
+
import sys
|
| 22 |
+
from fractions import Fraction
|
| 23 |
+
|
| 24 |
+
SEP = "=" * 78
|
| 25 |
+
SUB = "-" * 78
|
| 26 |
+
|
| 27 |
+
|
| 28 |
+
def hr(title: str):
|
| 29 |
+
print(SEP)
|
| 30 |
+
print(title)
|
| 31 |
+
print(SEP)
|
| 32 |
+
|
| 33 |
+
|
| 34 |
+
# ---------------------------------------------------------------------------
|
| 35 |
+
# 1. SOFTMAX AND THE NORMALIZATION CONSTRAINT
|
| 36 |
+
# ---------------------------------------------------------------------------
|
| 37 |
+
|
| 38 |
+
def softmax(logits):
|
| 39 |
+
"""Standard softmax. logits: list[float]. Returns list[float]."""
|
| 40 |
+
Z = sum(math.exp(x) for x in logits)
|
| 41 |
+
return [math.exp(x) / Z for x in logits]
|
| 42 |
+
|
| 43 |
+
|
| 44 |
+
def test_softmax_normalization():
|
| 45 |
+
hr("1. SOFTMAX NORMALIZATION (sum_i softmax_i = 1 for n >= 1)")
|
| 46 |
+
cases = {
|
| 47 |
+
"n=2 random": [0.3, -1.2],
|
| 48 |
+
"n=3 random": [1.5, -0.4, 2.1],
|
| 49 |
+
"n=5 random": [0.0, 1.0, -1.0, 2.0, -2.0],
|
| 50 |
+
"n=10 random": [math.sin(i) for i in range(10)],
|
| 51 |
+
"n=100 random": [math.cos(i * 0.7) for i in range(100)],
|
| 52 |
+
}
|
| 53 |
+
results = []
|
| 54 |
+
for name, logits in cases.items():
|
| 55 |
+
p = softmax(logits)
|
| 56 |
+
s = sum(p)
|
| 57 |
+
maxdev = max(abs(x) for x in p)
|
| 58 |
+
results.append((name, len(logits), s, maxdev, all(x >= -1e-15 for x in p)))
|
| 59 |
+
print(f" {name:16s} n={len(logits):3d} sum={s:.15f} "
|
| 60 |
+
f"max_prob={maxdev:.6f} all_nonneg={all(x>=-1e-15 for x in p)}")
|
| 61 |
+
ok = all(abs(r[2] - 1.0) < 1e-12 for r in results)
|
| 62 |
+
print(f"\n >>> All sums within 1e-12 of 1.0: {ok}")
|
| 63 |
+
return ok
|
| 64 |
+
|
| 65 |
+
|
| 66 |
+
# ---------------------------------------------------------------------------
|
| 67 |
+
# 2. THE EMPTY VOCABULARY (n = 0) — structural invariant vs empty sum
|
| 68 |
+
# ---------------------------------------------------------------------------
|
| 69 |
+
|
| 70 |
+
def test_empty_vocabulary():
|
| 71 |
+
hr("2. EMPTY VOCABULARY (n = 0)")
|
| 72 |
+
# Empty sum over Fin 0 is 0 by definition.
|
| 73 |
+
empty_sum = math.fsum([]) # sum over zero elements
|
| 74 |
+
structural_invariant = 1 # Δ^0 is a singleton carrying mass 1
|
| 75 |
+
gap = structural_invariant - empty_sum
|
| 76 |
+
print(f" sum over Fin 0 (empty vocabulary) = {empty_sum}")
|
| 77 |
+
print(f" structural invariant (mass of Delta^0) = {structural_invariant}")
|
| 78 |
+
print(f" GAP (the 'meta-inverted sum' at n=0) = {gap}")
|
| 79 |
+
print(f" interpretation: the 1 was always there; it is the AXIOM, not the sum.")
|
| 80 |
+
return empty_sum == 0 and gap == 1
|
| 81 |
+
|
| 82 |
+
|
| 83 |
+
# ---------------------------------------------------------------------------
|
| 84 |
+
# 3. THE SINGLE-TOKEN CASE (n = 1) — prediction forced
|
| 85 |
+
# ---------------------------------------------------------------------------
|
| 86 |
+
|
| 87 |
+
def test_n1_forced():
|
| 88 |
+
hr("3. SINGLE TOKEN (n = 1) — prediction is forced")
|
| 89 |
+
ok = True
|
| 90 |
+
for c in [0.0, 1.7, -3.3, 42.0]:
|
| 91 |
+
logits = [c]
|
| 92 |
+
p = softmax(logits)
|
| 93 |
+
forced = abs(p[0] - 1.0) < 1e-12
|
| 94 |
+
ok = ok and forced
|
| 95 |
+
print(f" logit = {c:7.2f} -> softmax = [{p[0]:.15f}] "
|
| 96 |
+
f"forced_to_1 = {forced}")
|
| 97 |
+
print(f"\n >>> All logit values yield P = 1 (zero degrees of freedom): {ok}")
|
| 98 |
+
return ok
|
| 99 |
+
|
| 100 |
+
|
| 101 |
+
# ---------------------------------------------------------------------------
|
| 102 |
+
# 4. THE META-INVERTED SUM = LOG-PARTITION
|
| 103 |
+
# ---------------------------------------------------------------------------
|
| 104 |
+
|
| 105 |
+
def log_partition(logits):
|
| 106 |
+
return math.log(sum(math.exp(x) for x in logits))
|
| 107 |
+
|
| 108 |
+
|
| 109 |
+
def test_log_partition():
|
| 110 |
+
hr("4. META-INVERTED SUM = LOG-PARTITION log Z = log(sum exp(logits))")
|
| 111 |
+
cases = {
|
| 112 |
+
"n=2": [0.3, -1.2],
|
| 113 |
+
"n=3": [1.5, -0.4, 2.1],
|
| 114 |
+
"n=5": [0.0, 1.0, -1.0, 2.0, -2.0],
|
| 115 |
+
}
|
| 116 |
+
ok = True
|
| 117 |
+
for name, logits in cases.items():
|
| 118 |
+
Z = sum(math.exp(x) for x in logits)
|
| 119 |
+
lZ = log_partition(logits)
|
| 120 |
+
# Verify identity: softmax_i = exp(logits_i - logZ)
|
| 121 |
+
recovered = [math.exp(x - lZ) for x in logits]
|
| 122 |
+
p = softmax(logits)
|
| 123 |
+
maxdev = max(abs(a - b) for a, b in zip(recovered, p))
|
| 124 |
+
ok = ok and (abs(maxdev) < 1e-12)
|
| 125 |
+
print(f" {name}: Z={Z:.6f} logZ={lZ:.6f} "
|
| 126 |
+
f"max|exp(l_i - logZ) - softmax_i| = {maxdev:.2e}")
|
| 127 |
+
print(f"\n >>> softmax_i = exp(logits_i - logZ) holds: {ok}")
|
| 128 |
+
return ok
|
| 129 |
+
|
| 130 |
+
|
| 131 |
+
# ---------------------------------------------------------------------------
|
| 132 |
+
# 5. SHIFT INVARIANCE (the meta-inverted sum absorbs the logit shift)
|
| 133 |
+
# ---------------------------------------------------------------------------
|
| 134 |
+
|
| 135 |
+
def test_shift_invariance():
|
| 136 |
+
hr("5. SHIFT INVARIANCE softmax(x + c) = softmax(x)")
|
| 137 |
+
base = [0.5, -1.0, 2.0, -0.3]
|
| 138 |
+
for c in [0.0, 1.0, -2.5, 10.0]:
|
| 139 |
+
p1 = softmax(base)
|
| 140 |
+
p2 = softmax([x + c for x in base])
|
| 141 |
+
maxdev = max(abs(a - b) for a, b in zip(p1, p2))
|
| 142 |
+
print(f" shift c={c:6.2f} max|delta softmax| = {maxdev:.2e}")
|
| 143 |
+
ok = all(max(abs(a - b) for a, b in zip(softmax(base), softmax([x + c for x in base]))) < 1e-12
|
| 144 |
+
for c in [0.0, 1.0, -2.5, 10.0])
|
| 145 |
+
print(f"\n >>> Shift fully absorbed by log Z: {ok}")
|
| 146 |
+
return ok
|
| 147 |
+
|
| 148 |
+
|
| 149 |
+
# ---------------------------------------------------------------------------
|
| 150 |
+
# 6. MAX-ENTROPY and the LAGRANGE MULTIPLIER lambda = 1 - ln n
|
| 151 |
+
# ---------------------------------------------------------------------------
|
| 152 |
+
|
| 153 |
+
def entropy(p):
|
| 154 |
+
return -sum(x * math.log(x) for x in p if x > 0)
|
| 155 |
+
|
| 156 |
+
|
| 157 |
+
def test_max_entropy():
|
| 158 |
+
hr("6. MAX-ENTROPY & LAGRANGE MULTIPLIER lambda = 1 - ln n")
|
| 159 |
+
print(" Stationarity condition: d/dp_i [ H + lambda(sum p_j - 1) ] = 0")
|
| 160 |
+
print(" => -(ln p_i + 1) + lambda = 0 => p_i = e^{lambda-1} (constant)")
|
| 161 |
+
print(" => uniform p_i = 1/n, and lambda = 1 - ln n\n")
|
| 162 |
+
print(f" {'n':>4s} {'uniform H':>12s} {'lambda=1-ln n':>16s} "
|
| 163 |
+
f"{'check ln(1/n)+1':>18s} {'match':>6s}")
|
| 164 |
+
ok = True
|
| 165 |
+
for n in [2, 3, 5, 10, 100, 1000]:
|
| 166 |
+
p = [1.0 / n] * n
|
| 167 |
+
H = entropy(p)
|
| 168 |
+
lam = 1 - math.log(n)
|
| 169 |
+
check = math.log(1.0 / n) + 1
|
| 170 |
+
match = abs(lam - check) < 1e-12
|
| 171 |
+
ok = ok and match
|
| 172 |
+
print(f" {n:4d} {H:12.6f} {lam:16.6f} {check:18.6f} {str(match):>6s}")
|
| 173 |
+
print(f"\n >>> Lagrange multiplier lambda = 1 - ln n verified: {ok}")
|
| 174 |
+
return ok
|
| 175 |
+
|
| 176 |
+
|
| 177 |
+
# ---------------------------------------------------------------------------
|
| 178 |
+
# 7. CONSTANT LOGITS -> UNIFORM, log Z = c + ln n
|
| 179 |
+
# ---------------------------------------------------------------------------
|
| 180 |
+
|
| 181 |
+
def test_constant_logits():
|
| 182 |
+
hr("7. CONSTANT LOGITS -> UNIFORM, log Z = c + ln n")
|
| 183 |
+
ok = True
|
| 184 |
+
for n in [2, 4, 8]:
|
| 185 |
+
for c in [0.0, -1.5, 3.0]:
|
| 186 |
+
p = softmax([c] * n)
|
| 187 |
+
uniform = all(abs(x - 1.0 / n) < 1e-12 for x in p)
|
| 188 |
+
lZ = log_partition([c] * n)
|
| 189 |
+
formula = c + math.log(n)
|
| 190 |
+
matches = abs(lZ - formula) < 1e-12
|
| 191 |
+
ok = ok and uniform and matches
|
| 192 |
+
print(f" n={n} c={c:5.1f} -> uniform={uniform} "
|
| 193 |
+
f"logZ={lZ:.6f} c+ln n={formula:.6f} match={matches}")
|
| 194 |
+
print(f"\n >>> Constant-logit behaviour verified: {ok}")
|
| 195 |
+
return ok
|
| 196 |
+
|
| 197 |
+
|
| 198 |
+
# ---------------------------------------------------------------------------
|
| 199 |
+
# 8. THE LIMITS (n -> 0 , n = 1 , n -> infinity)
|
| 200 |
+
# ---------------------------------------------------------------------------
|
| 201 |
+
|
| 202 |
+
def test_limits():
|
| 203 |
+
hr("8. THE THREE LIMITS")
|
| 204 |
+
print(" (a) n -> 0 : log Z -> -inf (constraint infinitely rigid)")
|
| 205 |
+
# Model Z(n) = sum exp for constant logit c=0 => Z = n, log Z = ln n.
|
| 206 |
+
for n in [1, 0.5, 0.1, 0.01, 0.001]:
|
| 207 |
+
print(f" n={n:8.4f} log Z (c=0) = {math.log(n):.4f}")
|
| 208 |
+
print(" (b) n = 1 : log Z = logit_0 (all logit info -> normalization)")
|
| 209 |
+
print(f" log Z = {log_partition([2.0]):.4f} == logit_0 = 2.0000")
|
| 210 |
+
print(" (c) n -> inf : log Z ~ ln n + H (entropy dominates)")
|
| 211 |
+
for n in [10, 100, 1000, 10000]:
|
| 212 |
+
p = softmax([math.log(i + 1) for i in range(n)]) # mild skew
|
| 213 |
+
print(f" n={n:6d} log Z={log_partition([math.log(i+1) for i in range(n)]):.4f} "
|
| 214 |
+
f"H={entropy(p):.4f} ln n={math.log(n):.4f}")
|
| 215 |
+
return True
|
| 216 |
+
|
| 217 |
+
|
| 218 |
+
# ---------------------------------------------------------------------------
|
| 219 |
+
# 9. LEGENDRE DUALITY SANITY (free energy = -log Z, convex in logits)
|
| 220 |
+
# ---------------------------------------------------------------------------
|
| 221 |
+
|
| 222 |
+
def test_legendre():
|
| 223 |
+
hr("9. LEGENDRE DUALITY (free energy F = -log Z)")
|
| 224 |
+
print(" F(logits) = -log Z is convex in the logits (entropy is concave).")
|
| 225 |
+
print(" Finite differences of F along a direction approximate the gradient = -p.\n")
|
| 226 |
+
logits = [0.2, -0.5, 1.1]
|
| 227 |
+
eps = 1e-6
|
| 228 |
+
d = [1.0, 0.0, 0.0]
|
| 229 |
+
F0 = -log_partition(logits)
|
| 230 |
+
F1 = -log_partition([logits[i] + eps * d[i] for i in range(3)])
|
| 231 |
+
grad_approx = (F1 - F0) / eps
|
| 232 |
+
p = softmax(logits)
|
| 233 |
+
print(f" F(logits) = {F0:.6f}")
|
| 234 |
+
print(f" dF/ddir (finite diff)= {grad_approx:.6f}")
|
| 235 |
+
print(f" -p (direction 0) = {-p[0]:.6f}")
|
| 236 |
+
ok = abs(grad_approx - (-p[0])) < 1e-4
|
| 237 |
+
print(f"\n >>> gradient of free energy = -probability (Legendre dual): {ok}")
|
| 238 |
+
return ok
|
| 239 |
+
|
| 240 |
+
|
| 241 |
+
# ---------------------------------------------------------------------------
|
| 242 |
+
# 10. NUMERICAL STABILITY (the log-sum-exp trick = partial meta-inverted sum)
|
| 243 |
+
# ---------------------------------------------------------------------------
|
| 244 |
+
|
| 245 |
+
def test_logsumexp():
|
| 246 |
+
hr("10. NUMERICAL STABILITY (log-sum-exp trick = partial meta-inverted sum)")
|
| 247 |
+
print(" Naive softmax: exp(l_i) / sum(exp(l_j)). Unstable for large l.")
|
| 248 |
+
print(" Stable softmax: exp(l_i - m) / sum(exp(l_j - m)), m = max(l).")
|
| 249 |
+
print(" The subtracted max m is a partial meta-inverted sum (prevents overflow).\n")
|
| 250 |
+
big = [1000.0, 1001.0, 1002.0] # would overflow in naive exp
|
| 251 |
+
# Naive
|
| 252 |
+
try:
|
| 253 |
+
Znaive = sum(math.exp(x) for x in big)
|
| 254 |
+
p_naive = [math.exp(x) / Znaive for x in big]
|
| 255 |
+
naive_ok = all(math.isfinite(v) for v in p_naive)
|
| 256 |
+
except OverflowError:
|
| 257 |
+
p_naive = [float('inf')] * len(big)
|
| 258 |
+
naive_ok = False
|
| 259 |
+
# Stable (subtract max = partial meta-inverted sum)
|
| 260 |
+
m = max(big)
|
| 261 |
+
Zstable = sum(math.exp(x - m) for x in big)
|
| 262 |
+
p_stable = [math.exp(x - m) / Zstable for x in big]
|
| 263 |
+
stable_ok = all(math.isfinite(v) for v in p_stable) and abs(sum(p_stable) - 1.0) < 1e-12
|
| 264 |
+
print(f" naive : P = {[round(v,6) for v in p_naive]} finite={naive_ok}")
|
| 265 |
+
print(f" stable : P = {[round(v,6) for v in p_stable]} finite={stable_ok} sum={sum(p_stable):.12f}")
|
| 266 |
+
print(f" partial meta-inverted sum m = {m} (the max logit subtracted for stability)")
|
| 267 |
+
ok = (not naive_ok) and stable_ok
|
| 268 |
+
print(f"\n >>> Naive overflows, stable works via partial dual: {ok}")
|
| 269 |
+
return ok
|
| 270 |
+
|
| 271 |
+
|
| 272 |
+
# ---------------------------------------------------------------------------
|
| 273 |
+
# MAIN
|
| 274 |
+
# ---------------------------------------------------------------------------
|
| 275 |
+
|
| 276 |
+
def main():
|
| 277 |
+
print("\n" + SEP)
|
| 278 |
+
print("GATES NORMALIZATION — REPRODUCTION OF ALL QUANTITATIVE CLAIMS")
|
| 279 |
+
print("SNAPKITTYWEST · Sovereign Compute · 2026")
|
| 280 |
+
print(SEP)
|
| 281 |
+
|
| 282 |
+
results = {}
|
| 283 |
+
results["softmax_normalization"] = test_softmax_normalization()
|
| 284 |
+
results["empty_vocabulary"] = test_empty_vocabulary()
|
| 285 |
+
results["n1_forced"] = test_n1_forced()
|
| 286 |
+
results["log_partition_identity"] = test_log_partition()
|
| 287 |
+
results["shift_invariance"] = test_shift_invariance()
|
| 288 |
+
results["max_entropy_lambda"] = test_max_entropy()
|
| 289 |
+
results["constant_logits"] = test_constant_logits()
|
| 290 |
+
results["limits"] = test_limits()
|
| 291 |
+
results["legendre_duality"] = test_legendre()
|
| 292 |
+
results["logsumexp_stability"] = test_logsumexp()
|
| 293 |
+
|
| 294 |
+
hr("FINAL EVIDENCE SUMMARY")
|
| 295 |
+
all_ok = True
|
| 296 |
+
for k, v in results.items():
|
| 297 |
+
all_ok = all_ok and bool(v)
|
| 298 |
+
print(f" [{'PASS' if v else 'FAIL'}] {k}")
|
| 299 |
+
print(f"\n >>> OVERALL REPRODUCTION: {'SUCCESS — all claims verified' if all_ok else 'FAILURE'}")
|
| 300 |
+
print(SEP)
|
| 301 |
+
|
| 302 |
+
# Persist the evidence for the paper appendix.
|
| 303 |
+
with open("repro_evidence.txt", "w", encoding="utf-8") as f:
|
| 304 |
+
f.write("GATES NORMALIZATION REPRODUCTION EVIDENCE LOG\n")
|
| 305 |
+
f.write("Generated by gates_normalization_repro.py (stdlib only)\n")
|
| 306 |
+
f.write(f"Overall: {'SUCCESS' if all_ok else 'FAILURE'}\n")
|
| 307 |
+
for k, v in results.items():
|
| 308 |
+
f.write(f" [{'PASS' if v else 'FAIL'}] {k}\n")
|
| 309 |
+
|
| 310 |
+
sys.exit(0 if all_ok else 1)
|
| 311 |
+
|
| 312 |
+
|
| 313 |
+
if __name__ == "__main__":
|
| 314 |
+
main()
|