{ "schema_version": "stem-ai-regulatory-basis-registry-v1", "as_of": "June 2026", "display_note": { "title": "Regulatory basis note", "body_line_1": "Aligned to current official source classes as of June 2026: EU AI Act (Regulation (EU) 2024/1689); FDA QMSR, FDA ML-MD Transparency (2024), FDA PCCP (2025); ICH M15 MIDD (Step 4, Jan 2026); IMDRF SaMD Clinical Eval (2017), IMDRF GMLP (2025).", "body_line_2": "This is a traceability aid, not a compliance or clearance determination." }, "sources": [ { "id": "eu_ai_act_2024_1689", "jurisdiction": "EU", "title": "EU AI Act (Regulation (EU) 2024/1689)", "short_label": "EU AI Act (2024/1689)", "display_label": "EU AI Act (Regulation (EU) 2024/1689)", "status": "law_in_force", "published_date": "2024-07-12", "effective_date": "2024-08-01", "source_file": null, "url": "https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32024R1689", "used_for": [ "article_10", "article_11", "article_12", "article_13", "article_14", "article_15" ], "sections": {}, "notes": "Use as legal source text; do not infer application milestones from this field alone.", "managed_by_update_script": true }, { "id": "eu_ai_act_timeline_ec", "jurisdiction": "EU", "title": "European Commission AI Act timeline and implementation page", "status": "final_framework", "published_date": null, "effective_date": "2026-08-02", "url": "https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai", "used_for": [ "application_timeline" ], "notes": "Use for application dates and phased implementation context." }, { "id": "fda_qmsr", "jurisdiction": "FDA", "title": "FDA Quality Management System Regulation (QMSR)", "short_label": "FDA QMSR", "display_label": "FDA QMSR", "status": "final_guidance", "published_date": "2024-01-31", "effective_date": "2026-02-02", "source_file": null, "url": "https://www.fda.gov/medical-devices/postmarket-requirements-devices/quality-management-system-regulation-qmsr", "used_for": [ "qms", "iso_13485_aligned_scaffolding" ], "sections": {}, "notes": "Use for FDA quality-system-aligned structural evidence references.", "managed_by_update_script": true }, { "id": "fda_mlmd_transparency_2024", "jurisdiction": "FDA", "title": "Transparency for Machine Learning-Enabled Medical Devices: Guiding Principles", "short_label": "FDA ML-MD Transparency", "display_label": "FDA ML-MD Transparency (2024)", "status": "final_guidance", "published_date": "2024-06-13", "effective_date": null, "source_file": null, "url": "https://www.fda.gov/medical-devices/software-medical-device-samd/transparency-machine-learning-enabled-medical-devices-guiding-principles", "used_for": [ "transparency", "ifu_scaffolding", "workflow_fit", "limitations" ], "sections": {}, "notes": "Use for transparency-oriented note generation, not compliance conclusions.", "managed_by_update_script": true }, { "id": "fda_pccp_2025", "jurisdiction": "FDA", "title": "Marketing Submission Recommendations for a Predetermined Change Control Plan for Artificial Intelligence-Enabled Device Software Functions", "short_label": "FDA PCCP", "display_label": "FDA PCCP (2025)", "status": "final_guidance", "published_date": "2025-08-18", "effective_date": null, "source_file": null, "url": "https://www.fda.gov/regulatory-information/search-fda-guidance-documents/marketing-submission-recommendations-predetermined-change-control-plan-artificial", "used_for": [ "pccp_readiness", "change_control", "impact_assessment" ], "sections": {}, "notes": "Use for versioned change evidence and planned modification scaffolding.", "managed_by_update_script": true }, { "id": "imdrf_samd_clinical_eval_2017", "jurisdiction": "IMDRF", "title": "Software as a Medical Device (SaMD): Clinical Evaluation", "short_label": "IMDRF SaMD/ClinEval", "display_label": "IMDRF SaMD Clinical Eval (2017)", "status": "final_framework", "published_date": "2017-09-21", "effective_date": null, "source_file": null, "url": "https://www.imdrf.org/documents/software-medical-device-samd-clinical-evaluation", "used_for": [ "scientific_validity_signal", "analytical_validation_signal", "clinical_context_boundary_signal" ], "sections": {}, "notes": "Use for evidence family language; do not claim direct clinical validation.", "managed_by_update_script": true }, { "id": "imdrf_gmlp_2025", "jurisdiction": "IMDRF", "title": "Good machine learning practice for medical device development: Guiding principles", "short_label": "IMDRF GMLP", "display_label": "IMDRF GMLP (2025)", "status": "final_framework", "published_date": "2025-01-29", "effective_date": null, "source_file": null, "url": "https://www.imdrf.org/documents/good-machine-learning-practice-medical-device-development-guiding-principles", "used_for": [ "gmlp", "lifecycle_discipline", "human_ai_team", "risk_management" ], "sections": {}, "notes": "Use for lifecycle-discipline and transparency-adjacent references.", "managed_by_update_script": true }, { "id": "ich_m15_midd_2026", "jurisdiction": "ICH", "title": "ICH M15 General Principles for Model-Informed Drug Development", "short_label": "ICH M15 MIDD", "display_label": "ICH M15 MIDD (Step 4, Jan 2026)", "status": "final_guideline", "published_date": "2026-01-01", "effective_date": null, "source_file": "M15 General Principles for Model-Informed Drug Development.md", "url": "https://www.ich.org/page/multidisciplinary-guidelines", "used_for": [ "midd_context_of_use", "model_verification", "model_validation_applicability", "model_analysis_plan", "model_analysis_report", "code_data_submission", "regulatory_framework_signal" ], "sections": { "2.1.2": "Context of Use — role and scope of model must be explicitly described", "3": "Model Evaluation — Verification, Validation, and Applicability Assessment", "4.1": "Model Analysis Plan (MAP) — pre-defined documentation of intended analysis", "4.2": "Model Analysis Report (MAR) — results, evaluation, and technical criteria", "4.3": "Documentation for Regulatory Submissions — code, data, and scripts available for review" }, "notes": "Post-hoc alignment: STEM BIO-AI rubric items were designed before M15 adoption. Alignment is confirmed but not causally derived from M15. Cite as supporting regulatory context, not as compliance determination.", "managed_by_update_script": true } ] }