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deploy: sync backend to main @ ef0ec2d

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Adds POST /patch (activation patching, PR #5) and the logit-lens
ln_final+b_U fix (PR #6); also carries the July WS6 stats fields and
bfloat16->float() probe fixes the Space missed (repo was at May 20).

README.md CHANGED
@@ -12,29 +12,43 @@ pinned: false
12
 
13
  FastAPI + TransformerLens backend for the NeuroScope interpretability toolkit.
14
 
15
- Exposes activation-extraction endpoints (logit lens, attention patterns, gradient-based token importance, steering vectors, PCA trajectories) for the NeuroScope frontend.
16
 
17
  ## Endpoints
18
 
19
  | Endpoint | Purpose |
20
  |---|---|
21
- | `POST /load` | Load a HuggingFace model (default: `gpt2-small`) |
22
  | `POST /logit-lens` | Layer-by-layer next-token predictions |
23
  | `POST /attention` | Attention pattern for a given (layer, head) |
24
  | `POST /gradients` | Token-level gradient magnitudes w.r.t. a target token |
25
  | `POST /steering-vector` | Difference-of-means vector from contrastive prompts |
26
  | `POST /generate-steered` | Generation with a steering vector injected at a layer |
27
  | `POST /ablate-direction` | Generation with a direction projected out of the residual stream (`h' = h − (h·d̂)d̂`) |
 
 
 
 
28
  | `POST /pca-trajectories` | 3D PCA of residual stream across layers + tokens |
29
  | `GET /contrastive-pairs` | Built-in sentiment contrastive prompt pairs |
 
30
 
31
  Interactive docs at `/docs` once the Space is live.
32
 
 
 
 
 
 
 
 
 
33
  ## Configuration
34
 
35
- Set the following Space Variable/Secret in **Settings → Variables and secrets**:
36
 
37
  - `ALLOWED_ORIGINS` — comma-separated CORS origins (e.g. `https://neuroscope.vercel.app,http://localhost:3001`)
 
38
 
39
  ## Local development
40
 
 
12
 
13
  FastAPI + TransformerLens backend for the NeuroScope interpretability toolkit.
14
 
15
+ Exposes activation-extraction endpoints (logit lens, attention patterns, gradient-based token importance, steering vectors, PCA trajectories) plus the Refusal Bench (six published refusal-ablation techniques scored against a shared harmfulness probe) for the NeuroScope frontend.
16
 
17
  ## Endpoints
18
 
19
  | Endpoint | Purpose |
20
  |---|---|
21
+ | `POST /load` | Load a model from the whitelist (default: `gpt2-small`) |
22
  | `POST /logit-lens` | Layer-by-layer next-token predictions |
23
  | `POST /attention` | Attention pattern for a given (layer, head) |
24
  | `POST /gradients` | Token-level gradient magnitudes w.r.t. a target token |
25
  | `POST /steering-vector` | Difference-of-means vector from contrastive prompts |
26
  | `POST /generate-steered` | Generation with a steering vector injected at a layer |
27
  | `POST /ablate-direction` | Generation with a direction projected out of the residual stream (`h' = h − (h·d̂)d̂`) |
28
+ | `POST /patch` | Activation-patching sweep over (layer × position) or (layer × head); denoising = sufficiency, noising = necessity |
29
+ | `POST /harmfulness-probe` | Train a Zhao-style linear harmfulness probe on residuals at a layer; optionally re-evaluate it under ablation |
30
+ | `POST /refusal-bench` | Run the Refusal Bench end-to-end: one row per requested technique, scored by refusal rate + probe AUC (optional `over_refusal_prompts` for techniques that need an over-refusal split, e.g. Maskey) |
31
+ | `GET /refusal-bench/techniques` | List the registered refusal-ablation techniques |
32
  | `POST /pca-trajectories` | 3D PCA of residual stream across layers + tokens |
33
  | `GET /contrastive-pairs` | Built-in sentiment contrastive prompt pairs |
34
+ | `GET /refusal-pairs` | Curated refusal-direction contrastive pairs (harmful + harmless) |
35
 
36
  Interactive docs at `/docs` once the Space is live.
37
 
38
+ ## Supported models
39
+
40
+ Model loading is restricted to a whitelist (no arbitrary HF pulls):
41
+
42
+ - `gpt2-small` — default, ungated
43
+ - `meta-llama/Llama-3.2-1B-Instruct` — gated; requires `HF_TOKEN`
44
+ - `meta-llama/Llama-3.2-3B-Instruct` — gated; requires `HF_TOKEN`
45
+
46
  ## Configuration
47
 
48
+ Set the following Space Variables/Secrets in **Settings → Variables and secrets**:
49
 
50
  - `ALLOWED_ORIGINS` — comma-separated CORS origins (e.g. `https://neuroscope.vercel.app,http://localhost:3001`)
51
+ - `HF_TOKEN` (secret) — HuggingFace token with access to the gated Llama-3.2 models; not needed for GPT-2
52
 
53
  ## Local development
54
 
__pycache__/conftest.cpython-311-pytest-9.0.3.pyc ADDED
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__pycache__/conftest.cpython-314-pytest-9.0.2.pyc ADDED
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__pycache__/main.cpython-311.pyc ADDED
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__pycache__/main.cpython-314.pyc ADDED
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__pycache__/model.cpython-311.pyc ADDED
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__pycache__/model.cpython-314.pyc ADDED
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__pycache__/over_refusal_pairs.cpython-311.pyc ADDED
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__pycache__/over_refusal_pairs.cpython-314.pyc ADDED
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__pycache__/patching.cpython-311.pyc ADDED
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__pycache__/refusal_pairs.cpython-311.pyc ADDED
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__pycache__/refusal_pairs.cpython-314.pyc ADDED
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__pycache__/research.cpython-311.pyc ADDED
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conftest.py ADDED
@@ -0,0 +1,39 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ """
2
+ Pytest configuration for the backend test suite.
3
+
4
+ - Puts the backend root on sys.path so tests can `import research`,
5
+ `from refusal_bench... import ...`, etc.
6
+ - Stubs the heavy `model` module (TransformerLens) ONLY when transformer_lens
7
+ is not importable, so the pure-logic unit tests (probe CV, ablation hook,
8
+ cosine diagnostic, scoring) run in a minimal environment. When
9
+ transformer_lens IS present, the real `model` module is used and the gated
10
+ live-model tests (test_determinism.py) can run.
11
+ """
12
+
13
+ import os
14
+ import sys
15
+ import types
16
+ from unittest.mock import MagicMock
17
+
18
+ BACKEND_ROOT = os.path.dirname(__file__)
19
+ if BACKEND_ROOT not in sys.path:
20
+ sys.path.insert(0, BACKEND_ROOT)
21
+
22
+ try:
23
+ import transformer_lens # noqa: F401
24
+
25
+ _HAS_TL = True
26
+ except Exception:
27
+ _HAS_TL = False
28
+
29
+ if not _HAS_TL and "model" not in sys.modules:
30
+ _stub = types.ModuleType("model")
31
+ for _attr in (
32
+ "get_model",
33
+ "get_model_name",
34
+ "run_with_cache",
35
+ "load_model",
36
+ "get_device",
37
+ ):
38
+ setattr(_stub, _attr, MagicMock(name=_attr))
39
+ sys.modules["model"] = _stub
main.py CHANGED
@@ -10,12 +10,13 @@ API docs: http://localhost:8000/docs
10
  """
11
 
12
  import os
13
- from typing import List, Optional
14
  from fastapi import FastAPI, HTTPException
15
  from fastapi.middleware.cors import CORSMiddleware
16
  from pydantic import BaseModel, Field
17
 
18
  import model
 
19
  import research
20
  import refusal_pairs as refusal_pairs_module
21
  from refusal_bench.harmfulness_probe import (
@@ -94,6 +95,11 @@ class SteeredGenerationRequest(BaseModel):
94
  alpha: float = Field(default=1.0, description="Steering strength")
95
  layer: int = Field(default=6, ge=0, le=27)
96
  max_new_tokens: int = Field(default=30, ge=1, le=100)
 
 
 
 
 
97
 
98
 
99
  class AblationRequest(BaseModel):
@@ -103,6 +109,40 @@ class AblationRequest(BaseModel):
103
  )
104
  layer: int = Field(default=6, ge=0, le=27, description="Layer for ablation")
105
  max_new_tokens: int = Field(default=30, ge=1, le=100)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
106
 
107
 
108
  class RefusalBenchRequest(BaseModel):
@@ -116,11 +156,16 @@ class RefusalBenchRequest(BaseModel):
116
  layer: residual-stream layer for extraction + ablation.
117
  harmful_prompts/harmless_prompts: contrastive pairs. The runner
118
  splits 80/20 (configurable) into extraction + eval folds.
 
 
 
 
119
  """
120
  technique_names: List[str] = Field(..., min_length=1)
121
  layer: int = Field(ge=0, le=27)
122
  harmful_prompts: List[str] = Field(..., min_length=5)
123
  harmless_prompts: List[str] = Field(..., min_length=5)
 
124
  test_fraction: float = Field(default=0.2, gt=0.0, lt=1.0)
125
  max_new_tokens: int = Field(default=32, ge=1, le=128)
126
  temperature: float = Field(default=0.7, ge=0.0, le=2.0)
@@ -172,6 +217,39 @@ def _validate_head(head: int) -> None:
172
  )
173
 
174
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
175
  # -----------------------------------------------------------------------------
176
  # Endpoints
177
  # -----------------------------------------------------------------------------
@@ -192,7 +270,10 @@ async def load_model(req: LoadRequest):
192
  Subsequent calls with the same model return immediately.
193
  """
194
  try:
 
195
  return model.load_model(req.model_name)
 
 
196
  except Exception as e:
197
  raise HTTPException(status_code=500, detail=str(e))
198
 
@@ -274,12 +355,15 @@ async def generate_steered(req: SteeredGenerationRequest):
274
  """Generate text with a steering vector injected at a specific layer."""
275
  try:
276
  _validate_layer(req.layer)
 
277
  return research.generate_steered(
278
  req.prompt,
279
  req.steering_vector,
280
  req.alpha,
281
  req.layer,
282
  req.max_new_tokens,
 
 
283
  )
284
  except RuntimeError as e:
285
  raise HTTPException(status_code=400, detail=str(e))
@@ -296,16 +380,53 @@ async def ablate_direction(req: AblationRequest):
296
  """
297
  try:
298
  _validate_layer(req.layer)
 
299
  return research.ablate_along_direction(
300
  req.prompt,
301
  req.direction,
302
  req.layer,
303
  req.max_new_tokens,
 
 
304
  )
305
  except RuntimeError as e:
306
  raise HTTPException(status_code=400, detail=str(e))
307
 
308
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
309
  @app.post("/harmfulness-probe")
310
  async def harmfulness_probe(req: HarmfulnessProbeRequest):
311
  """
@@ -339,6 +460,8 @@ async def harmfulness_probe(req: HarmfulnessProbeRequest):
339
  "n_harmless": len(req.harmless_prompts),
340
  "train_auc": train_result["train_auc"],
341
  "test_auc": train_result["test_auc"],
 
 
342
  "n_train": train_result["n_train"],
343
  "n_test": train_result["n_test"],
344
  "pre_ablation_p_harm": pre_eval["p_harm"],
@@ -400,12 +523,22 @@ async def refusal_bench(req: RefusalBenchRequest):
400
  """
401
  try:
402
  _validate_layer(req.layer)
 
 
 
 
 
 
 
 
 
403
 
404
  result = run_bench(
405
  technique_names=req.technique_names,
406
  layer=req.layer,
407
  harmful_prompts=req.harmful_prompts,
408
  harmless_prompts=req.harmless_prompts,
 
409
  test_fraction=req.test_fraction,
410
  max_new_tokens=req.max_new_tokens,
411
  temperature=req.temperature,
 
10
  """
11
 
12
  import os
13
+ from typing import List, Literal, Optional
14
  from fastapi import FastAPI, HTTPException
15
  from fastapi.middleware.cors import CORSMiddleware
16
  from pydantic import BaseModel, Field
17
 
18
  import model
19
+ import patching
20
  import research
21
  import refusal_pairs as refusal_pairs_module
22
  from refusal_bench.harmfulness_probe import (
 
95
  alpha: float = Field(default=1.0, description="Steering strength")
96
  layer: int = Field(default=6, ge=0, le=27)
97
  max_new_tokens: int = Field(default=30, ge=1, le=100)
98
+ seed: int = Field(default=42, ge=0, description="RNG seed used when do_sample=True")
99
+ do_sample: bool = Field(
100
+ default=False,
101
+ description="Greedy by default so the before/after differs only by the intervention",
102
+ )
103
 
104
 
105
  class AblationRequest(BaseModel):
 
109
  )
110
  layer: int = Field(default=6, ge=0, le=27, description="Layer for ablation")
111
  max_new_tokens: int = Field(default=30, ge=1, le=100)
112
+ seed: int = Field(default=42, ge=0, description="RNG seed used when do_sample=True")
113
+ do_sample: bool = Field(
114
+ default=False,
115
+ description="Greedy by default so the before/after differs only by the intervention",
116
+ )
117
+
118
+
119
+ class PatchRequest(BaseModel):
120
+ """
121
+ Activation-patching sweep between a clean/corrupted prompt pair.
122
+
123
+ The prompts must tokenize to the same length. Answers must be single
124
+ tokens (for GPT-2 that usually means a leading space, e.g. " Mary").
125
+ Each grid cell costs one full forward pass, so sweeps are capped at
126
+ MAX_PATCH_RUNS cells — restrict layers/positions/heads to stay under it.
127
+ """
128
+ clean_prompt: str
129
+ corrupted_prompt: str
130
+ clean_answer: str = Field(..., description="Single-token answer the clean prompt favors")
131
+ corrupted_answer: str = Field(..., description="Single-token answer the corrupted prompt favors")
132
+ direction: Literal["denoising", "noising"] = Field(
133
+ default="denoising",
134
+ description="denoising = clean acts into corrupted run (sufficiency); "
135
+ "noising = corrupted acts into clean run (necessity)",
136
+ )
137
+ component: Literal["resid_post", "head_z"] = Field(
138
+ default="resid_post",
139
+ description="resid_post sweeps layer x position; head_z sweeps layer x head",
140
+ )
141
+ layers: Optional[List[int]] = Field(default=None, description="Default: all layers")
142
+ positions: Optional[List[int]] = Field(
143
+ default=None, description="resid_post only; negatives index from the end. Default: all"
144
+ )
145
+ heads: Optional[List[int]] = Field(default=None, description="head_z only. Default: all heads")
146
 
147
 
148
  class RefusalBenchRequest(BaseModel):
 
156
  layer: residual-stream layer for extraction + ablation.
157
  harmful_prompts/harmless_prompts: contrastive pairs. The runner
158
  splits 80/20 (configurable) into extraction + eval folds.
159
+ over_refusal_prompts: optional benign-but-edgy prompts (XSTest-style).
160
+ Required by the "maskey" technique, which subtracts the
161
+ over-refusal direction from the harmful direction; other
162
+ techniques ignore it.
163
  """
164
  technique_names: List[str] = Field(..., min_length=1)
165
  layer: int = Field(ge=0, le=27)
166
  harmful_prompts: List[str] = Field(..., min_length=5)
167
  harmless_prompts: List[str] = Field(..., min_length=5)
168
+ over_refusal_prompts: Optional[List[str]] = Field(default=None, min_length=1)
169
  test_fraction: float = Field(default=0.2, gt=0.0, lt=1.0)
170
  max_new_tokens: int = Field(default=32, ge=1, le=128)
171
  temperature: float = Field(default=0.7, ge=0.0, le=2.0)
 
217
  )
218
 
219
 
220
+ # Public-deploy guards. The HF Space is unauthenticated, so restrict which
221
+ # models can be pulled and cap the work any single request can trigger.
222
+ ALLOWED_MODELS = {
223
+ "gpt2-small",
224
+ "meta-llama/Llama-3.2-1B-Instruct",
225
+ "meta-llama/Llama-3.2-3B-Instruct",
226
+ }
227
+ MAX_PROMPT_CHARS = 2000
228
+ MAX_BENCH_PROMPTS = 200
229
+ # Each activation-patching cell is a full forward pass; 256 covers a complete
230
+ # 12x12 GPT-2 head grid or a 12-layer x 21-position resid grid, while keeping
231
+ # the worst-case request bounded on the free CPU tier.
232
+ MAX_PATCH_RUNS = 256
233
+
234
+
235
+ def _validate_model_name(name: str) -> None:
236
+ """Reject models outside the supported whitelist (no arbitrary HF pulls)."""
237
+ if name not in ALLOWED_MODELS:
238
+ raise HTTPException(
239
+ status_code=422,
240
+ detail=f"model '{name}' not allowed. Supported: {sorted(ALLOWED_MODELS)}",
241
+ )
242
+
243
+
244
+ def _validate_prompt(prompt: str) -> None:
245
+ """Bound prompt length so a single request can't pin the free CPU tier."""
246
+ if len(prompt) > MAX_PROMPT_CHARS:
247
+ raise HTTPException(
248
+ status_code=422,
249
+ detail=f"prompt too long ({len(prompt)} chars > {MAX_PROMPT_CHARS})",
250
+ )
251
+
252
+
253
  # -----------------------------------------------------------------------------
254
  # Endpoints
255
  # -----------------------------------------------------------------------------
 
270
  Subsequent calls with the same model return immediately.
271
  """
272
  try:
273
+ _validate_model_name(req.model_name)
274
  return model.load_model(req.model_name)
275
+ except HTTPException:
276
+ raise # preserve 422 from the whitelist check
277
  except Exception as e:
278
  raise HTTPException(status_code=500, detail=str(e))
279
 
 
355
  """Generate text with a steering vector injected at a specific layer."""
356
  try:
357
  _validate_layer(req.layer)
358
+ _validate_prompt(req.prompt)
359
  return research.generate_steered(
360
  req.prompt,
361
  req.steering_vector,
362
  req.alpha,
363
  req.layer,
364
  req.max_new_tokens,
365
+ seed=req.seed,
366
+ do_sample=req.do_sample,
367
  )
368
  except RuntimeError as e:
369
  raise HTTPException(status_code=400, detail=str(e))
 
380
  """
381
  try:
382
  _validate_layer(req.layer)
383
+ _validate_prompt(req.prompt)
384
  return research.ablate_along_direction(
385
  req.prompt,
386
  req.direction,
387
  req.layer,
388
  req.max_new_tokens,
389
+ seed=req.seed,
390
+ do_sample=req.do_sample,
391
  )
392
  except RuntimeError as e:
393
  raise HTTPException(status_code=400, detail=str(e))
394
 
395
 
396
+ @app.post("/patch")
397
+ async def activation_patch(req: PatchRequest):
398
+ """
399
+ Activation-patching sweep over (layer x position) or (layer x head).
400
+
401
+ Runs the model on the base prompt while splicing in the source prompt's
402
+ cached activation at one site per cell, measuring logit_diff(clean_answer
403
+ - corrupted_answer) at the final position. `normalized` is 0 at the base
404
+ run's own value and 1 at the source run's: in denoising that means full
405
+ restoration (sufficiency), in noising full destruction (necessity). The
406
+ two directions answer different questions and can disagree — neither
407
+ alone identifies "the circuit".
408
+ """
409
+ try:
410
+ _validate_prompt(req.clean_prompt)
411
+ _validate_prompt(req.corrupted_prompt)
412
+ for layer in req.layers or []:
413
+ _validate_layer(layer)
414
+ return patching.run_activation_patching(
415
+ req.clean_prompt,
416
+ req.corrupted_prompt,
417
+ req.clean_answer,
418
+ req.corrupted_answer,
419
+ direction=req.direction,
420
+ component=req.component,
421
+ layers=req.layers,
422
+ positions=req.positions,
423
+ heads=req.heads,
424
+ max_runs=MAX_PATCH_RUNS,
425
+ )
426
+ except (RuntimeError, ValueError) as e:
427
+ raise HTTPException(status_code=400, detail=str(e))
428
+
429
+
430
  @app.post("/harmfulness-probe")
431
  async def harmfulness_probe(req: HarmfulnessProbeRequest):
432
  """
 
460
  "n_harmless": len(req.harmless_prompts),
461
  "train_auc": train_result["train_auc"],
462
  "test_auc": train_result["test_auc"],
463
+ "cv_auc_mean": train_result.get("cv_auc_mean"),
464
+ "cv_auc_std": train_result.get("cv_auc_std"),
465
  "n_train": train_result["n_train"],
466
  "n_test": train_result["n_test"],
467
  "pre_ablation_p_harm": pre_eval["p_harm"],
 
523
  """
524
  try:
525
  _validate_layer(req.layer)
526
+ over_refusal = req.over_refusal_prompts or []
527
+ total_prompts = (
528
+ len(req.harmful_prompts) + len(req.harmless_prompts) + len(over_refusal)
529
+ )
530
+ if total_prompts > MAX_BENCH_PROMPTS:
531
+ raise HTTPException(
532
+ status_code=422,
533
+ detail=f"too many prompts (> {MAX_BENCH_PROMPTS}); split the run",
534
+ )
535
 
536
  result = run_bench(
537
  technique_names=req.technique_names,
538
  layer=req.layer,
539
  harmful_prompts=req.harmful_prompts,
540
  harmless_prompts=req.harmless_prompts,
541
+ over_refusal_prompts=req.over_refusal_prompts,
542
  test_fraction=req.test_fraction,
543
  max_new_tokens=req.max_new_tokens,
544
  temperature=req.temperature,
patching.py ADDED
@@ -0,0 +1,312 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ """
2
+ Activation Patching — causal localization of behavior over model components.
3
+
4
+ Activation patching runs the model on a BASE prompt while splicing in cached
5
+ activations from a SOURCE prompt at one site (layer × position, or layer ×
6
+ head), then measures how much a behavioral metric moves. Sweeping sites yields
7
+ a map of where the computation that distinguishes the two prompts lives.
8
+
9
+ The two directions answer different questions and can disagree; both are
10
+ exposed and neither is labelled "the circuit":
11
+
12
+ - **denoising** (patch clean → corrupted run): does restoring this site
13
+ SUFFICE to recover the clean behavior?
14
+ - **noising** (patch corrupted → clean run): is this site NECESSARY — does
15
+ corrupting it alone destroy the clean behavior?
16
+
17
+ Metric: logit difference between two single-token answers at the final
18
+ position (Wang et al. 2022, IOI). `normalized` rescales it so 0 = the base
19
+ run's own value and 1 = the source run's value; in denoising 1 means full
20
+ restoration, in noising 1 means full destruction. Deliberately NOT clamped:
21
+ values outside [0, 1] mean the patch overshot or backfired, which is the
22
+ surprising result worth seeing.
23
+
24
+ Like logit_lens / attention, this probes raw representations — prompts are
25
+ used as-is, with no chat template.
26
+ """
27
+
28
+ from typing import Any, Callable, Dict, List, Optional
29
+
30
+ import torch
31
+ import torch.nn.functional as F
32
+
33
+ from model import get_model
34
+
35
+ VALID_DIRECTIONS = ("denoising", "noising")
36
+ VALID_COMPONENTS = ("resid_post", "head_z")
37
+
38
+
39
+ # -----------------------------------------------------------------------------
40
+ # Metric helpers
41
+ # -----------------------------------------------------------------------------
42
+
43
+ def logit_diff(final_logits: torch.Tensor, answer_id: int, baseline_id: int) -> float:
44
+ """logits[answer] - logits[baseline] at one position. final_logits: [d_vocab]."""
45
+ return float((final_logits[answer_id] - final_logits[baseline_id]).item())
46
+
47
+
48
+ def kl_divergence(p_logits: torch.Tensor, q_logits: torch.Tensor) -> float:
49
+ """KL(P || Q) in nats between the next-token distributions of two logit vectors."""
50
+ log_p = F.log_softmax(p_logits, dim=-1)
51
+ log_q = F.log_softmax(q_logits, dim=-1)
52
+ return float(torch.sum(log_p.exp() * (log_p - log_q)).item())
53
+
54
+
55
+ def normalized_recovery(patched: float, base: float, source: float) -> Optional[float]:
56
+ """
57
+ Rescale a patched metric: 0 = base run's value, 1 = source run's value.
58
+
59
+ Returns None when |source - base| is numerically zero — the two runs don't
60
+ disagree on the metric, so "fraction of the gap crossed" is undefined.
61
+ """
62
+ denom = source - base
63
+ if abs(denom) < 1e-9:
64
+ return None
65
+ return (patched - base) / denom
66
+
67
+
68
+ # -----------------------------------------------------------------------------
69
+ # Core: token-level patching sweep
70
+ # -----------------------------------------------------------------------------
71
+
72
+ def _make_position_patch_hook(source_act: torch.Tensor, pos: int) -> Callable:
73
+ """Hook that overwrites one position of the residual stream with `source_act`."""
74
+ def hook_fn(activation, hook):
75
+ # activation: [batch, seq_len, d_model]
76
+ activation[:, pos, :] = source_act[pos, :]
77
+ return activation
78
+ return hook_fn
79
+
80
+
81
+ def _make_head_patch_hook(source_z: torch.Tensor, head: int) -> Callable:
82
+ """Hook that overwrites one head's output (all positions) with `source_z`."""
83
+ def hook_fn(activation, hook):
84
+ # activation: [batch, seq_len, n_heads, d_head]
85
+ activation[:, :, head, :] = source_z[:, head, :]
86
+ return activation
87
+ return hook_fn
88
+
89
+
90
+ def patch_grid(
91
+ base_tokens: torch.Tensor,
92
+ source_tokens: torch.Tensor,
93
+ answer_id: int,
94
+ baseline_id: int,
95
+ component: str = "resid_post",
96
+ layers: Optional[List[int]] = None,
97
+ positions: Optional[List[int]] = None,
98
+ heads: Optional[List[int]] = None,
99
+ max_runs: Optional[int] = None,
100
+ ) -> Dict[str, Any]:
101
+ """
102
+ Sweep single-site patches of `source_tokens` activations into `base_tokens` runs.
103
+
104
+ The metric at every cell is logit_diff(answer_id, baseline_id) at the final
105
+ position. Returns raw per-cell metrics plus both unpatched baselines;
106
+ direction semantics (which prompt is base vs source) are the caller's.
107
+
108
+ Raises ValueError on shape mismatch, out-of-range sites, or a sweep larger
109
+ than `max_runs` (each cell is a full forward pass — callers exposing this
110
+ publicly should cap it).
111
+ """
112
+ model = get_model()
113
+
114
+ if base_tokens.shape != source_tokens.shape:
115
+ raise ValueError(
116
+ f"base and source prompts must tokenize to the same shape; got "
117
+ f"{tuple(base_tokens.shape)} vs {tuple(source_tokens.shape)}. "
118
+ f"Pick prompts that differ only in same-token-length spans."
119
+ )
120
+ seq_len = base_tokens.shape[1]
121
+
122
+ if component not in VALID_COMPONENTS:
123
+ raise ValueError(f"component must be one of {VALID_COMPONENTS}, got {component!r}")
124
+
125
+ n_layers, n_heads = model.cfg.n_layers, model.cfg.n_heads
126
+ layers = list(range(n_layers)) if layers is None else list(layers)
127
+ for layer in layers:
128
+ if not 0 <= layer < n_layers:
129
+ raise ValueError(f"layer {layer} out of range for n_layers={n_layers}")
130
+
131
+ if component == "resid_post":
132
+ positions = list(range(seq_len)) if positions is None else [
133
+ p if p >= 0 else seq_len + p for p in positions
134
+ ]
135
+ for pos in positions:
136
+ if not 0 <= pos < seq_len:
137
+ raise ValueError(f"position {pos} out of range for seq_len={seq_len}")
138
+ cols = positions
139
+ else:
140
+ heads = list(range(n_heads)) if heads is None else list(heads)
141
+ for head in heads:
142
+ if not 0 <= head < n_heads:
143
+ raise ValueError(f"head {head} out of range for n_heads={n_heads}")
144
+ cols = heads
145
+
146
+ n_runs = len(layers) * len(cols)
147
+ if max_runs is not None and n_runs > max_runs:
148
+ raise ValueError(
149
+ f"sweep of {len(layers)} layers x {len(cols)} sites = {n_runs} forward "
150
+ f"passes exceeds the cap of {max_runs}; restrict layers/positions/heads"
151
+ )
152
+
153
+ hook_of_layer = (
154
+ (lambda layer: f"blocks.{layer}.hook_resid_post")
155
+ if component == "resid_post"
156
+ else (lambda layer: f"blocks.{layer}.attn.hook_z")
157
+ )
158
+ wanted = {hook_of_layer(layer) for layer in layers}
159
+
160
+ with torch.no_grad():
161
+ source_logits, source_cache = model.run_with_cache(
162
+ source_tokens, names_filter=lambda name: name in wanted
163
+ )
164
+ base_logits = model(base_tokens)
165
+
166
+ base_ld = logit_diff(base_logits[0, -1], answer_id, baseline_id)
167
+ source_ld = logit_diff(source_logits[0, -1], answer_id, baseline_id)
168
+
169
+ rows = []
170
+ for layer in layers:
171
+ hook_name = hook_of_layer(layer)
172
+ source_act = source_cache[hook_name][0] # [seq, d_model] or [seq, n_heads, d_head]
173
+ cells = []
174
+ for col in cols:
175
+ if component == "resid_post":
176
+ hook_fn = _make_position_patch_hook(source_act, col)
177
+ cell_key = "position"
178
+ else:
179
+ hook_fn = _make_head_patch_hook(source_act, col)
180
+ cell_key = "head"
181
+ with torch.no_grad():
182
+ patched_logits = model.run_with_hooks(
183
+ base_tokens, fwd_hooks=[(hook_name, hook_fn)]
184
+ )
185
+ final = patched_logits[0, -1]
186
+ patched_ld = logit_diff(final, answer_id, baseline_id)
187
+ cells.append({
188
+ cell_key: col,
189
+ "logit_diff": round(patched_ld, 6),
190
+ "normalized": _round_opt(normalized_recovery(patched_ld, base_ld, source_ld)),
191
+ "kl_from_base": round(kl_divergence(final, base_logits[0, -1]), 6),
192
+ "kl_to_source": round(kl_divergence(final, source_logits[0, -1]), 6),
193
+ })
194
+ rows.append({"layer": layer, "cells": cells})
195
+
196
+ return {
197
+ "component": component,
198
+ "layers": layers,
199
+ ("positions" if component == "resid_post" else "heads"): cols,
200
+ "base_logit_diff": round(base_ld, 6),
201
+ "source_logit_diff": round(source_ld, 6),
202
+ "grid": rows,
203
+ }
204
+
205
+
206
+ def _round_opt(x: Optional[float]) -> Optional[float]:
207
+ return None if x is None else round(x, 6)
208
+
209
+
210
+ # -----------------------------------------------------------------------------
211
+ # String-level wrapper (API surface)
212
+ # -----------------------------------------------------------------------------
213
+
214
+ def _resolve_single_token(answer: str) -> int:
215
+ """Map an answer string to exactly one token id, or fail with a usable message."""
216
+ model = get_model()
217
+ try:
218
+ return int(model.to_single_token(answer))
219
+ except Exception:
220
+ try:
221
+ pieces = model.to_str_tokens(answer, prepend_bos=False)
222
+ detail = f" (splits into {pieces})"
223
+ except Exception:
224
+ detail = ""
225
+ raise ValueError(
226
+ f"answer {answer!r} is not a single token for this tokenizer"
227
+ f"{detail}; pick a single-token answer — for GPT-2 that usually "
228
+ f"means a leading space, e.g. ' Paris'"
229
+ )
230
+
231
+
232
+ def run_activation_patching(
233
+ clean_prompt: str,
234
+ corrupted_prompt: str,
235
+ clean_answer: str,
236
+ corrupted_answer: str,
237
+ direction: str = "denoising",
238
+ component: str = "resid_post",
239
+ layers: Optional[List[int]] = None,
240
+ positions: Optional[List[int]] = None,
241
+ heads: Optional[List[int]] = None,
242
+ max_runs: Optional[int] = None,
243
+ ) -> Dict[str, Any]:
244
+ """
245
+ Full activation-patching sweep between a clean/corrupted prompt pair.
246
+
247
+ The metric is always logit_diff = logits[clean_answer] - logits[corrupted_answer]
248
+ at the final position, so `clean_logit_diff` should be positive and
249
+ `corrupted_logit_diff` negative (or at least smaller) when the pair is
250
+ well-formed; a note is attached when it isn't.
251
+
252
+ direction:
253
+ "denoising" — base = corrupted run, source = clean activations.
254
+ "noising" — base = clean run, source = corrupted activations.
255
+ """
256
+ if direction not in VALID_DIRECTIONS:
257
+ raise ValueError(f"direction must be one of {VALID_DIRECTIONS}, got {direction!r}")
258
+
259
+ model = get_model()
260
+ clean_tokens = model.to_tokens(clean_prompt)
261
+ corrupted_tokens = model.to_tokens(corrupted_prompt)
262
+ answer_id = _resolve_single_token(clean_answer)
263
+ baseline_id = _resolve_single_token(corrupted_answer)
264
+ if answer_id == baseline_id:
265
+ raise ValueError(
266
+ f"clean_answer and corrupted_answer resolve to the same token id "
267
+ f"({answer_id}); the logit-diff metric would be identically zero"
268
+ )
269
+
270
+ if direction == "denoising":
271
+ base_tokens, source_tokens = corrupted_tokens, clean_tokens
272
+ else:
273
+ base_tokens, source_tokens = clean_tokens, corrupted_tokens
274
+
275
+ result = patch_grid(
276
+ base_tokens,
277
+ source_tokens,
278
+ answer_id,
279
+ baseline_id,
280
+ component=component,
281
+ layers=layers,
282
+ positions=positions,
283
+ heads=heads,
284
+ max_runs=max_runs,
285
+ )
286
+
287
+ # Re-express the direction-relative baselines in clean/corrupted terms.
288
+ if direction == "denoising":
289
+ corrupted_ld, clean_ld = result["base_logit_diff"], result["source_logit_diff"]
290
+ else:
291
+ clean_ld, corrupted_ld = result["base_logit_diff"], result["source_logit_diff"]
292
+
293
+ notes = []
294
+ if clean_ld <= corrupted_ld:
295
+ notes.append(
296
+ "clean prompt does not favor clean_answer over corrupted_answer "
297
+ f"(clean logit_diff {clean_ld} <= corrupted {corrupted_ld}); "
298
+ "check the answers aren't swapped"
299
+ )
300
+
301
+ return {
302
+ "direction": direction,
303
+ "clean_prompt": clean_prompt,
304
+ "corrupted_prompt": corrupted_prompt,
305
+ "clean_answer": clean_answer,
306
+ "corrupted_answer": corrupted_answer,
307
+ "tokens": model.to_str_tokens(base_tokens[0]),
308
+ "clean_logit_diff": clean_ld,
309
+ "corrupted_logit_diff": corrupted_ld,
310
+ "notes": notes,
311
+ **result,
312
+ }
refusal_bench/harmfulness_probe.py CHANGED
@@ -16,13 +16,13 @@ The ablation hook is imported from research.make_ablation_hook so the bench
16
  and the UI ablation share a single source of truth for h' = h − (h · d̂) d̂.
17
  """
18
 
19
- from typing import Dict, List, Optional
20
 
21
  import numpy as np
22
  import torch
23
  from sklearn.linear_model import LogisticRegression
24
  from sklearn.metrics import roc_auc_score
25
- from sklearn.model_selection import train_test_split
26
 
27
  from model import get_model
28
  from research import make_ablation_hook
@@ -77,7 +77,17 @@ def train_probe(
77
  f"harmless={harmless_residuals.shape[1]}"
78
  )
79
 
80
- X = torch.cat([harmful_residuals, harmless_residuals], dim=0).cpu().numpy()
 
 
 
 
 
 
 
 
 
 
81
  y = np.concatenate(
82
  [
83
  np.ones(harmful_residuals.shape[0], dtype=np.int64),
@@ -89,16 +99,45 @@ def train_probe(
89
  X, y, test_size=0.2, random_state=42, stratify=y
90
  )
91
 
92
- probe = LogisticRegression(C=1.0, max_iter=2000, class_weight="balanced")
 
 
 
 
 
93
  probe.fit(X_train, y_train)
94
 
95
  train_scores = probe.predict_proba(X_train)[:, 1]
96
  test_scores = probe.predict_proba(X_test)[:, 1]
97
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
98
  return {
99
  "model": probe,
100
  "train_auc": float(roc_auc_score(y_train, train_scores)),
101
  "test_auc": float(roc_auc_score(y_test, test_scores)),
 
 
102
  "n_train": int(X_train.shape[0]),
103
  "n_test": int(X_test.shape[0]),
104
  }
@@ -117,7 +156,8 @@ def evaluate_probe(
117
  if residuals.ndim != 2:
118
  raise ValueError("residuals must be 2D [n, d_model]")
119
 
120
- p_harm = probe.predict_proba(residuals.cpu().numpy())[:, 1]
 
121
 
122
  auc: Optional[float] = None
123
  if labels is not None:
@@ -135,6 +175,231 @@ def evaluate_probe(
135
  }
136
 
137
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
138
  # -----------------------------------------------------------------------------
139
  # Ablation-aware extraction
140
  # -----------------------------------------------------------------------------
 
16
  and the UI ablation share a single source of truth for h' = h − (h · d̂) d̂.
17
  """
18
 
19
+ from typing import Dict, List, Optional, Sequence, Tuple
20
 
21
  import numpy as np
22
  import torch
23
  from sklearn.linear_model import LogisticRegression
24
  from sklearn.metrics import roc_auc_score
25
+ from sklearn.model_selection import StratifiedKFold, cross_val_score, train_test_split
26
 
27
  from model import get_model
28
  from research import make_ablation_hook
 
77
  f"harmless={harmless_residuals.shape[1]}"
78
  )
79
 
80
+ # .float() before .numpy(): torch cannot convert bfloat16 to numpy at all
81
+ # ("Got unsupported ScalarType BFloat16"), which broke every CPU bench run
82
+ # — run_bench_local.py casts the model to bfloat16 on CPU (float16 on MPS,
83
+ # which is why MPS runs never hit this). sklearn needs float32/64 anyway,
84
+ # so upcasting here is the correct conversion, not a workaround.
85
+ X = (
86
+ torch.cat([harmful_residuals, harmless_residuals], dim=0)
87
+ .float()
88
+ .cpu()
89
+ .numpy()
90
+ )
91
  y = np.concatenate(
92
  [
93
  np.ones(harmful_residuals.shape[0], dtype=np.int64),
 
99
  X, y, test_size=0.2, random_state=42, stratify=y
100
  )
101
 
102
+ # Stronger regularization than the original C=1.0. With n_samples << d_model
103
+ # the probe can linearly separate ANY labeling, so the single-split
104
+ # train_auc saturates at 1.0 and is uninformative; we lean on regularization
105
+ # and treat cross-validated AUC (below) as the number to trust.
106
+ C = 0.5
107
+ probe = LogisticRegression(C=C, max_iter=2000, class_weight="balanced")
108
  probe.fit(X_train, y_train)
109
 
110
  train_scores = probe.predict_proba(X_train)[:, 1]
111
  test_scores = probe.predict_proba(X_test)[:, 1]
112
 
113
+ # Cross-validated AUC on the full set — the honest metric when one split's
114
+ # train_auc is degenerate. Stratified so both classes appear in each fold;
115
+ # guard datasets too small for CV (leaves the fields None).
116
+ cv_auc_mean = None
117
+ cv_auc_std = None
118
+ min_class = int(min((y == 1).sum(), (y == 0).sum()))
119
+ if min_class >= 2:
120
+ n_splits = min(5, min_class)
121
+ skf = StratifiedKFold(n_splits=n_splits, shuffle=True, random_state=42)
122
+ try:
123
+ cv_scores = cross_val_score(
124
+ LogisticRegression(C=C, max_iter=2000, class_weight="balanced"),
125
+ X,
126
+ y,
127
+ cv=skf,
128
+ scoring="roc_auc",
129
+ )
130
+ cv_auc_mean = float(cv_scores.mean())
131
+ cv_auc_std = float(cv_scores.std())
132
+ except ValueError:
133
+ pass # degenerate (single-class) fold — leave as None
134
+
135
  return {
136
  "model": probe,
137
  "train_auc": float(roc_auc_score(y_train, train_scores)),
138
  "test_auc": float(roc_auc_score(y_test, test_scores)),
139
+ "cv_auc_mean": cv_auc_mean,
140
+ "cv_auc_std": cv_auc_std,
141
  "n_train": int(X_train.shape[0]),
142
  "n_test": int(X_test.shape[0]),
143
  }
 
156
  if residuals.ndim != 2:
157
  raise ValueError("residuals must be 2D [n, d_model]")
158
 
159
+ # .float() for the same bfloat16 reason as in train_probe above.
160
+ p_harm = probe.predict_proba(residuals.float().cpu().numpy())[:, 1]
161
 
162
  auc: Optional[float] = None
163
  if labels is not None:
 
175
  }
176
 
177
 
178
+ # -----------------------------------------------------------------------------
179
+ # Uncertainty estimation
180
+ #
181
+ # The eval set is tiny (n ~ 5–15 per class), so a point AUC like 0.76 is a
182
+ # single draw from a wide sampling distribution — on ~26 points ROC-AUC only
183
+ # takes values on a grid of step ~1/169. Reporting it bare invites the obvious
184
+ # reviewer rebuttal ("0.96 → 0.76 is within noise at this n"). These two
185
+ # estimators answer that rebuttal directly:
186
+ # * bootstrap_auc_ci → how wide is the band around the point AUC?
187
+ # * auc_permutation_p → is the post-ablation AUC ABOVE chance? (one-sided)
188
+ # Both seed an explicit Generator so a given (labels, scores) → identical CI/p
189
+ # across runs, matching the rest of the bench's determinism contract.
190
+ #
191
+ # ── Why AUC alone is the wrong "did the signal survive?" statistic ───────────
192
+ #
193
+ # AUC measures ranking agreement, and 0.5 — not 0 — is the no-information
194
+ # point. An AUC of 0.05 is not "signal destroyed"; it is a probe that
195
+ # discriminates almost perfectly and reads BACKWARDS. Flip its sign and it is a
196
+ # 0.95 probe. The harmfulness information is fully present in the residual
197
+ # stream either way, which is precisely what the dissociation question asks
198
+ # about.
199
+ #
200
+ # This is not hypothetical here. At n=50, Arditi ablation drives post-AUC to
201
+ # 0.35 and Wollschlager to 0.32 — both BELOW chance. The one-sided
202
+ # auc_permutation_p correctly returns ~0.88 and ~0.93 for those ("no evidence
203
+ # AUC > 0.5"), but read casually that looks like "no signal", when the honest
204
+ # reading is "signal, pointing the other way, and this eval is too small to
205
+ # resolve which".
206
+ #
207
+ # So the discriminability functions below score |AUC − 0.5| instead: distance
208
+ # from chance, in [0, 0.5], sign-agnostic. 0 means no information; 0.5 means
209
+ # perfect separation in one direction or the other. Raw AUC is still reported
210
+ # alongside, because the SIGN is what tells you the direction — you need both.
211
+ #
212
+ # These are additive: auc_permutation_p and bootstrap_auc_ci keep their exact
213
+ # original meaning so artifacts written before this change are not silently
214
+ # reinterpreted. See docs/bench_partials/README.md for why this repo is strict
215
+ # about that.
216
+ # -----------------------------------------------------------------------------
217
+
218
+
219
+ def discriminability(auc: Optional[float]) -> Optional[float]:
220
+ """
221
+ |AUC − 0.5| — how far the probe is from uninformative, ignoring direction.
222
+
223
+ Range [0, 0.5]. Returns None for a None/NaN AUC so callers can distinguish
224
+ "undefined" from "no discrimination".
225
+ """
226
+ if auc is None:
227
+ return None
228
+ a = float(auc)
229
+ if not np.isfinite(a):
230
+ return None
231
+ return abs(a - 0.5)
232
+
233
+ def bootstrap_auc_ci(
234
+ labels: Sequence[int],
235
+ scores: Sequence[float],
236
+ n_boot: int = 2000,
237
+ ci: float = 0.95,
238
+ seed: int = 42,
239
+ ) -> Tuple[float, float]:
240
+ """
241
+ Percentile bootstrap CI for ROC-AUC.
242
+
243
+ Resamples (label, score) pairs with replacement n_boot times and takes the
244
+ central `ci` mass of the resampled AUCs. Resamples that collapse to a
245
+ single class (AUC undefined) are skipped. Returns (nan, nan) if the input
246
+ is single-class or every resample degenerated.
247
+
248
+ Known failure mode — boundary degeneracy: when the observed AUC is exactly
249
+ 0.0 or 1.0 (scores perfectly rank the labels), every bootstrap resample
250
+ that retains both classes is also perfectly ranked, so the interval
251
+ collapses to zero width — (1.0, 1.0) or (0.0, 0.0). At small n this reads
252
+ as "zero uncertainty" at exactly the point where sampling uncertainty is
253
+ large — the overclaim this CI exists to prevent. Downstream consumers must
254
+ not treat a zero-width boundary interval as a confident estimate; the
255
+ frontend suppresses zero-width CIs for this reason. We keep the percentile
256
+ bootstrap (rather than switching estimators) so the CI stays comparable
257
+ with the rest of the bench's bootstrap machinery.
258
+ """
259
+ y = np.asarray(labels)
260
+ s = np.asarray(scores, dtype=float)
261
+ if y.shape[0] != s.shape[0]:
262
+ raise ValueError(f"labels ({y.shape[0]}) and scores ({s.shape[0]}) differ")
263
+ if len(np.unique(y)) < 2:
264
+ return (float("nan"), float("nan"))
265
+
266
+ rng = np.random.default_rng(seed)
267
+ n = y.shape[0]
268
+ aucs: List[float] = []
269
+ for _ in range(n_boot):
270
+ idx = rng.integers(0, n, size=n)
271
+ yb = y[idx]
272
+ if len(np.unique(yb)) < 2:
273
+ continue
274
+ aucs.append(float(roc_auc_score(yb, s[idx])))
275
+
276
+ if not aucs:
277
+ return (float("nan"), float("nan"))
278
+ tail = (1.0 - ci) / 2.0
279
+ lo = float(np.percentile(aucs, 100.0 * tail))
280
+ hi = float(np.percentile(aucs, 100.0 * (1.0 - tail)))
281
+ return (lo, hi)
282
+
283
+
284
+ def auc_permutation_p(
285
+ labels: Sequence[int],
286
+ scores: Sequence[float],
287
+ n_perm: int = 2000,
288
+ seed: int = 42,
289
+ ) -> float:
290
+ """
291
+ One-sided permutation p-value for H0: AUC = 0.5 vs H1: AUC > 0.5.
292
+
293
+ Shuffles the labels n_perm times (breaking any score↔class association) and
294
+ measures how often a permuted AUC reaches the observed AUC. Uses the
295
+ add-one correction p = (1 + #{perm ≥ observed}) / (n_perm + 1), so p is
296
+ never exactly 0 and is bounded below by 1/(n_perm+1). A small p means the
297
+ probe still reads class above chance *after* ablation — i.e. the
298
+ harmfulness representation genuinely survived, not an artifact. Returns nan
299
+ if the input is single-class.
300
+ """
301
+ y = np.asarray(labels)
302
+ s = np.asarray(scores, dtype=float)
303
+ if y.shape[0] != s.shape[0]:
304
+ raise ValueError(f"labels ({y.shape[0]}) and scores ({s.shape[0]}) differ")
305
+ if len(np.unique(y)) < 2:
306
+ return float("nan")
307
+
308
+ observed = float(roc_auc_score(y, s))
309
+ rng = np.random.default_rng(seed)
310
+ count = 0
311
+ for _ in range(n_perm):
312
+ if float(roc_auc_score(rng.permutation(y), s)) >= observed:
313
+ count += 1
314
+ return float((count + 1) / (n_perm + 1))
315
+
316
+
317
+ def bootstrap_discriminability_ci(
318
+ labels: Sequence[int],
319
+ scores: Sequence[float],
320
+ n_boot: int = 2000,
321
+ ci: float = 0.95,
322
+ seed: int = 42,
323
+ ) -> Tuple[float, float]:
324
+ """
325
+ Percentile bootstrap CI for |AUC − 0.5|.
326
+
327
+ Same resampling scheme as bootstrap_auc_ci — identical seed and draw order,
328
+ so the two are directly comparable — but folds each resampled AUC about
329
+ chance before taking percentiles.
330
+
331
+ Folding makes the statistic non-negative, which has one consequence worth
332
+ knowing: when the true AUC sits near 0.5, the folded distribution piles up
333
+ against 0 and the interval's lower bound goes to 0.0. That is the correct
334
+ reading ("consistent with no discrimination"), not a degenerate interval.
335
+
336
+ The genuine degeneracy is at the other end: an observed AUC pinned at
337
+ exactly 0.0 or 1.0 gives discriminability 0.5 in every resample that keeps
338
+ both classes, collapsing the interval to (0.5, 0.5). Callers must treat a
339
+ zero-width interval as an artifact of the estimator at small n, not as
340
+ certainty — the frontend suppresses it for that reason.
341
+ """
342
+ y = np.asarray(labels)
343
+ s = np.asarray(scores, dtype=float)
344
+ if y.shape[0] != s.shape[0]:
345
+ raise ValueError(f"labels ({y.shape[0]}) and scores ({s.shape[0]}) differ")
346
+ if len(np.unique(y)) < 2:
347
+ return (float("nan"), float("nan"))
348
+
349
+ rng = np.random.default_rng(seed)
350
+ n = y.shape[0]
351
+ values: List[float] = []
352
+ for _ in range(n_boot):
353
+ idx = rng.integers(0, n, size=n)
354
+ yb = y[idx]
355
+ if len(np.unique(yb)) < 2:
356
+ continue
357
+ values.append(abs(float(roc_auc_score(yb, s[idx])) - 0.5))
358
+
359
+ if not values:
360
+ return (float("nan"), float("nan"))
361
+ tail = (1.0 - ci) / 2.0
362
+ lo = float(np.percentile(values, 100.0 * tail))
363
+ hi = float(np.percentile(values, 100.0 * (1.0 - tail)))
364
+ return (lo, hi)
365
+
366
+
367
+ def discriminability_permutation_p(
368
+ labels: Sequence[int],
369
+ scores: Sequence[float],
370
+ n_perm: int = 2000,
371
+ seed: int = 42,
372
+ ) -> float:
373
+ """
374
+ Two-sided permutation p-value for H0: AUC = 0.5 vs H1: AUC ≠ 0.5.
375
+
376
+ The test statistic is |AUC − 0.5|, so a probe that reads perfectly
377
+ backwards is as significant as one that reads perfectly forwards — which is
378
+ the whole point. Compare with auc_permutation_p, which only ever rewards
379
+ AUC > 0.5 and therefore reports a *large* p for a strongly inverted probe,
380
+ a result easily misread as "no signal".
381
+
382
+ Same add-one correction as the one-sided test:
383
+ p = (1 + #{|AUC_perm − 0.5| ≥ |AUC_obs − 0.5|}) / (n_perm + 1), so p is
384
+ bounded below by 1/(n_perm+1) and never exactly 0. Returns nan if the input
385
+ is single-class.
386
+ """
387
+ y = np.asarray(labels)
388
+ s = np.asarray(scores, dtype=float)
389
+ if y.shape[0] != s.shape[0]:
390
+ raise ValueError(f"labels ({y.shape[0]}) and scores ({s.shape[0]}) differ")
391
+ if len(np.unique(y)) < 2:
392
+ return float("nan")
393
+
394
+ observed = abs(float(roc_auc_score(y, s)) - 0.5)
395
+ rng = np.random.default_rng(seed)
396
+ count = 0
397
+ for _ in range(n_perm):
398
+ if abs(float(roc_auc_score(rng.permutation(y), s)) - 0.5) >= observed:
399
+ count += 1
400
+ return float((count + 1) / (n_perm + 1))
401
+
402
+
403
  # -----------------------------------------------------------------------------
404
  # Ablation-aware extraction
405
  # -----------------------------------------------------------------------------
refusal_bench/runner.py CHANGED
@@ -25,22 +25,29 @@ techniques on the same model.
25
 
26
  from __future__ import annotations
27
 
 
28
  import random
29
  import time
30
  from dataclasses import asdict, dataclass, field
31
  from typing import Callable, List, Optional, Tuple
32
 
 
33
  import torch
34
 
35
  from model import get_model, get_model_name
36
  from research import apply_chat_template
37
 
38
  from .harmfulness_probe import (
 
 
 
 
 
39
  evaluate_probe,
40
  extract_last_token_residuals,
41
  train_probe,
42
  )
43
- from .scoring import refusal_rate
44
  from .techniques import TECHNIQUES
45
 
46
 
@@ -63,6 +70,29 @@ class TechniqueResult:
63
  delta_auc: float
64
  elapsed_seconds: float
65
  error: Optional[str] = None
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
66
 
67
 
68
  @dataclass
@@ -75,6 +105,8 @@ class BenchResult:
75
  n_eval_prompts: int
76
  probe_train_auc: float
77
  probe_test_auc: float
 
 
78
  results: List[TechniqueResult] = field(default_factory=list)
79
 
80
 
@@ -88,9 +120,20 @@ def _generate_with_hook(
88
  hook_fn: Optional[Callable],
89
  max_new_tokens: int,
90
  temperature: float,
 
91
  ) -> str:
92
- """Generate a completion. If hook_name/hook_fn are None, no ablation."""
 
 
 
 
 
 
 
 
93
  model = get_model()
 
 
94
  formatted = apply_chat_template(prompt)
95
  tokens = model.to_tokens(formatted)
96
 
@@ -147,6 +190,37 @@ def _extract_residuals_with_hook(
147
  return torch.stack(residuals, dim=0)
148
 
149
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
150
  def _split(
151
  items: List[str],
152
  test_fraction: float,
@@ -169,6 +243,7 @@ def run_bench(
169
  harmful_prompts: List[str],
170
  harmless_prompts: List[str],
171
  *,
 
172
  test_fraction: float = 0.2,
173
  max_new_tokens: int = 32,
174
  temperature: float = 0.7,
@@ -185,6 +260,10 @@ def run_bench(
185
  via fit() — that's recorded in `layer_used`).
186
  harmful_prompts: contrastive prompts the model should refuse.
187
  harmless_prompts: contrastive prompts the model should comply with.
 
 
 
 
188
  test_fraction: portion held out for eval (default 0.2).
189
  max_new_tokens: completion length budget for refusal-rate measurement.
190
  temperature: sampling temperature for generation.
@@ -213,12 +292,25 @@ def run_bench(
213
  baseline_labels = [1] * len(eval_harmful) + [0] * len(eval_harmless)
214
  baseline_eval = evaluate_probe(probe, baseline_residuals, labels=baseline_labels)
215
  baseline_auc = baseline_eval["auc"] if baseline_eval["auc"] is not None else 0.5
 
 
 
 
 
 
 
 
 
 
216
 
217
  baseline_completions = [
218
- _generate_with_hook(p, None, None, max_new_tokens, temperature)
219
- for p in eval_harmful
220
  ]
221
- baseline_refusal = refusal_rate(baseline_completions)
 
 
 
222
 
223
  # ── 3. Per-technique loop ────────────────────────────────────────────
224
  results: List[TechniqueResult] = []
@@ -238,20 +330,44 @@ def run_bench(
238
  delta_auc=float("nan"),
239
  elapsed_seconds=0.0,
240
  error=f"unknown technique: {tname}. Known: {sorted(TECHNIQUES)}",
 
 
 
 
 
 
241
  ))
242
  continue
243
 
244
  try:
245
  technique = TECHNIQUES[tname]()
 
 
 
 
 
 
 
 
 
 
 
 
246
  technique.fit(model, extraction_harmful, extraction_harmless, layer)
247
  hook_name, hook_fn = technique.make_ablation_hook()
248
 
249
  # Refusal rate with ablation hook active
250
  ablated_completions = [
251
- _generate_with_hook(p, hook_name, hook_fn, max_new_tokens, temperature)
252
- for p in eval_harmful
 
 
253
  ]
254
- ablated_refusal = refusal_rate(ablated_completions)
 
 
 
 
255
 
256
  # Post-ablation AUC at the same extract layer
257
  abl_harmful_resid = _extract_residuals_with_hook(eval_harmful, layer, hook_name, hook_fn)
@@ -259,6 +375,21 @@ def run_bench(
259
  ablated_residuals = torch.cat([abl_harmful_resid, abl_harmless_resid], dim=0)
260
  ablated_eval = evaluate_probe(probe, ablated_residuals, labels=baseline_labels)
261
  ablated_auc = ablated_eval["auc"] if ablated_eval["auc"] is not None else 0.5
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
262
 
263
  elapsed = time.time() - start
264
  results.append(TechniqueResult(
@@ -272,6 +403,19 @@ def run_bench(
272
  harmfulness_auc_post=ablated_auc,
273
  delta_auc=ablated_auc - baseline_auc,
274
  elapsed_seconds=elapsed,
 
 
 
 
 
 
 
 
 
 
 
 
 
275
  ))
276
  except Exception as e:
277
  elapsed = time.time() - start
@@ -287,6 +431,12 @@ def run_bench(
287
  delta_auc=float("nan"),
288
  elapsed_seconds=elapsed,
289
  error=f"{type(e).__name__}: {e}",
 
 
 
 
 
 
290
  ))
291
 
292
  return BenchResult(
@@ -296,10 +446,32 @@ def run_bench(
296
  n_eval_prompts=len(eval_harmful),
297
  probe_train_auc=probe_info["train_auc"],
298
  probe_test_auc=probe_info["test_auc"],
 
 
299
  results=results,
300
  )
301
 
302
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
303
  def serialize(result: BenchResult) -> dict:
304
- """JSON-friendly dict for HTTP responses."""
305
- return asdict(result)
 
25
 
26
  from __future__ import annotations
27
 
28
+ import math
29
  import random
30
  import time
31
  from dataclasses import asdict, dataclass, field
32
  from typing import Callable, List, Optional, Tuple
33
 
34
+ import numpy as np
35
  import torch
36
 
37
  from model import get_model, get_model_name
38
  from research import apply_chat_template
39
 
40
  from .harmfulness_probe import (
41
+ auc_permutation_p,
42
+ bootstrap_auc_ci,
43
+ bootstrap_discriminability_ci,
44
+ discriminability,
45
+ discriminability_permutation_p,
46
  evaluate_probe,
47
  extract_last_token_residuals,
48
  train_probe,
49
  )
50
+ from .scoring import refusal_count, wilson_ci
51
  from .techniques import TECHNIQUES
52
 
53
 
 
70
  delta_auc: float
71
  elapsed_seconds: float
72
  error: Optional[str] = None
73
+ # |cos(probe weight, ablated direction)| — the dissociation confound check.
74
+ probe_cosine: Optional[float] = None
75
+ # 95% CIs (Wilson for refusal rate, percentile bootstrap for AUC) and the
76
+ # one-sided permutation p that the POST-ablation AUC beats chance. These
77
+ # turn the bare deltas into claims a reviewer can interrogate at n~5–15.
78
+ refusal_rate_baseline_ci: Optional[Tuple[float, float]] = None
79
+ refusal_rate_ablated_ci: Optional[Tuple[float, float]] = None
80
+ harmfulness_auc_pre_ci: Optional[Tuple[float, float]] = None
81
+ harmfulness_auc_post_ci: Optional[Tuple[float, float]] = None
82
+ harmfulness_auc_post_p: Optional[float] = None
83
+ # Discriminability = |AUC - 0.5|, in [0, 0.5]: distance from chance, sign
84
+ # ignored. A probe reading perfectly BACKWARDS (AUC 0.05) still carries the
85
+ # harmfulness information, so "did the signal survive?" must be scored on
86
+ # distance from chance, not on AUC itself. The `_p` here is TWO-sided.
87
+ # Raw AUC fields above are kept because only their sign gives the direction.
88
+ harmfulness_discriminability_pre: Optional[float] = None
89
+ harmfulness_discriminability_post: Optional[float] = None
90
+ harmfulness_discriminability_pre_ci: Optional[Tuple[float, float]] = None
91
+ harmfulness_discriminability_post_ci: Optional[Tuple[float, float]] = None
92
+ harmfulness_discriminability_post_p: Optional[float] = None
93
+ # Sample sizes behind those intervals — so the UI can say "AUC on N points".
94
+ n_refusal_eval: Optional[int] = None # denominator of the refusal rate
95
+ n_auc_eval: Optional[int] = None # eval-harmful + eval-harmless
96
 
97
 
98
  @dataclass
 
105
  n_eval_prompts: int
106
  probe_train_auc: float
107
  probe_test_auc: float
108
+ probe_cv_auc_mean: Optional[float] = None
109
+ probe_cv_auc_std: Optional[float] = None
110
  results: List[TechniqueResult] = field(default_factory=list)
111
 
112
 
 
120
  hook_fn: Optional[Callable],
121
  max_new_tokens: int,
122
  temperature: float,
123
+ seed: Optional[int] = None,
124
  ) -> str:
125
+ """
126
+ Generate a completion. If hook_name/hook_fn are None, no ablation.
127
+
128
+ When `seed` is given we reseed torch before generating, so the baseline and
129
+ ablated completions for the SAME prompt draw identical samples — the
130
+ refusal-rate delta then reflects the ablation, not sampling noise. This is
131
+ what makes the bench `seed` genuinely reproducible (previously it only
132
+ seeded the train/eval split, not generation).
133
+ """
134
  model = get_model()
135
+ if seed is not None:
136
+ torch.manual_seed(seed)
137
  formatted = apply_chat_template(prompt)
138
  tokens = model.to_tokens(formatted)
139
 
 
190
  return torch.stack(residuals, dim=0)
191
 
192
 
193
+ def probe_direction_cosine(probe, unit_direction) -> Optional[float]:
194
+ """
195
+ |cos(probe weight vector, ablated unit direction)|.
196
+
197
+ High → the ablation removes the same axis the probe reads, so a low
198
+ post-ablation AUC would be expected. Low → "AUC stayed high after ablation"
199
+ is near-guaranteed by construction (the ablation and the probe look at
200
+ near-orthogonal directions), NOT evidence the harmfulness representation
201
+ survived. The key confound to surface in the Zhao dissociation story.
202
+ Returns None for techniques that don't reduce to a single direction.
203
+ """
204
+ if unit_direction is None or probe is None:
205
+ return None
206
+ try:
207
+ w = np.asarray(probe.coef_).reshape(-1)
208
+ if hasattr(unit_direction, "detach"):
209
+ # .float() guards bfloat16, which has no numpy equivalent.
210
+ d = unit_direction.detach().float().cpu().numpy().reshape(-1)
211
+ else:
212
+ d = np.asarray(unit_direction).reshape(-1)
213
+ if w.shape != d.shape:
214
+ return None
215
+ wn = float(np.linalg.norm(w))
216
+ dn = float(np.linalg.norm(d))
217
+ if wn < 1e-12 or dn < 1e-12:
218
+ return None
219
+ return float(abs(np.dot(w, d) / (wn * dn)))
220
+ except Exception:
221
+ return None
222
+
223
+
224
  def _split(
225
  items: List[str],
226
  test_fraction: float,
 
243
  harmful_prompts: List[str],
244
  harmless_prompts: List[str],
245
  *,
246
+ over_refusal_prompts: Optional[List[str]] = None,
247
  test_fraction: float = 0.2,
248
  max_new_tokens: int = 32,
249
  temperature: float = 0.7,
 
260
  via fit() — that's recorded in `layer_used`).
261
  harmful_prompts: contrastive prompts the model should refuse.
262
  harmless_prompts: contrastive prompts the model should comply with.
263
+ over_refusal_prompts: optional third set of benign-but-edgy prompts
264
+ (XSTest-style). Maskey needs this to extract the over-refusal
265
+ direction and subtract it from the harmful direction. Other
266
+ techniques ignore it.
267
  test_fraction: portion held out for eval (default 0.2).
268
  max_new_tokens: completion length budget for refusal-rate measurement.
269
  temperature: sampling temperature for generation.
 
292
  baseline_labels = [1] * len(eval_harmful) + [0] * len(eval_harmless)
293
  baseline_eval = evaluate_probe(probe, baseline_residuals, labels=baseline_labels)
294
  baseline_auc = baseline_eval["auc"] if baseline_eval["auc"] is not None else 0.5
295
+ # Bootstrap band on the baseline (pre-ablation) AUC. Shared across techniques
296
+ # since they all share this probe + eval set, so compute it once.
297
+ n_auc_eval = len(baseline_labels)
298
+ baseline_auc_ci = bootstrap_auc_ci(baseline_labels, baseline_eval["p_harm"], seed=seed)
299
+ # Same band expressed as distance from chance — see harmfulness_probe's
300
+ # "why AUC alone is the wrong statistic" note.
301
+ baseline_disc = discriminability(baseline_auc)
302
+ baseline_disc_ci = bootstrap_discriminability_ci(
303
+ baseline_labels, baseline_eval["p_harm"], seed=seed
304
+ )
305
 
306
  baseline_completions = [
307
+ _generate_with_hook(p, None, None, max_new_tokens, temperature, seed=seed + i)
308
+ for i, p in enumerate(eval_harmful)
309
  ]
310
+ n_refusal_eval = len(baseline_completions)
311
+ baseline_refusal_k = refusal_count(baseline_completions)
312
+ baseline_refusal = baseline_refusal_k / n_refusal_eval if n_refusal_eval else 0.0
313
+ baseline_refusal_ci = wilson_ci(baseline_refusal_k, n_refusal_eval)
314
 
315
  # ── 3. Per-technique loop ────────────────────────────────────────────
316
  results: List[TechniqueResult] = []
 
330
  delta_auc=float("nan"),
331
  elapsed_seconds=0.0,
332
  error=f"unknown technique: {tname}. Known: {sorted(TECHNIQUES)}",
333
+ refusal_rate_baseline_ci=baseline_refusal_ci,
334
+ harmfulness_auc_pre_ci=baseline_auc_ci,
335
+ harmfulness_discriminability_pre=baseline_disc,
336
+ harmfulness_discriminability_pre_ci=baseline_disc_ci,
337
+ n_refusal_eval=n_refusal_eval,
338
+ n_auc_eval=n_auc_eval,
339
  ))
340
  continue
341
 
342
  try:
343
  technique = TECHNIQUES[tname]()
344
+
345
+ # Techniques that need a third prompt set (currently only Maskey)
346
+ # expose `set_over_refusal(prompts)`; call it before fit if so.
347
+ if hasattr(technique, "set_over_refusal"):
348
+ if not over_refusal_prompts:
349
+ raise RuntimeError(
350
+ f"{tname} requires over_refusal_prompts but none "
351
+ f"were passed to run_bench. Populate over_refusal_pairs "
352
+ f"and pass via the over_refusal_prompts kwarg."
353
+ )
354
+ technique.set_over_refusal(over_refusal_prompts) # type: ignore[attr-defined]
355
+
356
  technique.fit(model, extraction_harmful, extraction_harmless, layer)
357
  hook_name, hook_fn = technique.make_ablation_hook()
358
 
359
  # Refusal rate with ablation hook active
360
  ablated_completions = [
361
+ _generate_with_hook(
362
+ p, hook_name, hook_fn, max_new_tokens, temperature, seed=seed + i
363
+ )
364
+ for i, p in enumerate(eval_harmful)
365
  ]
366
+ ablated_refusal_k = refusal_count(ablated_completions)
367
+ ablated_refusal = (
368
+ ablated_refusal_k / n_refusal_eval if n_refusal_eval else 0.0
369
+ )
370
+ ablated_refusal_ci = wilson_ci(ablated_refusal_k, n_refusal_eval)
371
 
372
  # Post-ablation AUC at the same extract layer
373
  abl_harmful_resid = _extract_residuals_with_hook(eval_harmful, layer, hook_name, hook_fn)
 
375
  ablated_residuals = torch.cat([abl_harmful_resid, abl_harmless_resid], dim=0)
376
  ablated_eval = evaluate_probe(probe, ablated_residuals, labels=baseline_labels)
377
  ablated_auc = ablated_eval["auc"] if ablated_eval["auc"] is not None else 0.5
378
+ # Band on the post-ablation AUC + the significance of "still above
379
+ # chance" — the actual residual-harmfulness claim.
380
+ ablated_auc_ci = bootstrap_auc_ci(baseline_labels, ablated_eval["p_harm"], seed=seed)
381
+ ablated_auc_p = auc_permutation_p(baseline_labels, ablated_eval["p_harm"], seed=seed)
382
+ # Sign-agnostic version: an inverted probe still carries the signal.
383
+ ablated_disc = discriminability(ablated_auc)
384
+ ablated_disc_ci = bootstrap_discriminability_ci(
385
+ baseline_labels, ablated_eval["p_harm"], seed=seed
386
+ )
387
+ ablated_disc_p = discriminability_permutation_p(
388
+ baseline_labels, ablated_eval["p_harm"], seed=seed
389
+ )
390
+
391
+ # Confound diagnostic: does the ablation touch the probe's axis?
392
+ cosine = probe_direction_cosine(probe, technique.unit_direction())
393
 
394
  elapsed = time.time() - start
395
  results.append(TechniqueResult(
 
403
  harmfulness_auc_post=ablated_auc,
404
  delta_auc=ablated_auc - baseline_auc,
405
  elapsed_seconds=elapsed,
406
+ probe_cosine=cosine,
407
+ refusal_rate_baseline_ci=baseline_refusal_ci,
408
+ refusal_rate_ablated_ci=ablated_refusal_ci,
409
+ harmfulness_auc_pre_ci=baseline_auc_ci,
410
+ harmfulness_auc_post_ci=ablated_auc_ci,
411
+ harmfulness_auc_post_p=ablated_auc_p,
412
+ harmfulness_discriminability_pre=baseline_disc,
413
+ harmfulness_discriminability_post=ablated_disc,
414
+ harmfulness_discriminability_pre_ci=baseline_disc_ci,
415
+ harmfulness_discriminability_post_ci=ablated_disc_ci,
416
+ harmfulness_discriminability_post_p=ablated_disc_p,
417
+ n_refusal_eval=n_refusal_eval,
418
+ n_auc_eval=n_auc_eval,
419
  ))
420
  except Exception as e:
421
  elapsed = time.time() - start
 
431
  delta_auc=float("nan"),
432
  elapsed_seconds=elapsed,
433
  error=f"{type(e).__name__}: {e}",
434
+ refusal_rate_baseline_ci=baseline_refusal_ci,
435
+ harmfulness_auc_pre_ci=baseline_auc_ci,
436
+ harmfulness_discriminability_pre=baseline_disc,
437
+ harmfulness_discriminability_pre_ci=baseline_disc_ci,
438
+ n_refusal_eval=n_refusal_eval,
439
+ n_auc_eval=n_auc_eval,
440
  ))
441
 
442
  return BenchResult(
 
446
  n_eval_prompts=len(eval_harmful),
447
  probe_train_auc=probe_info["train_auc"],
448
  probe_test_auc=probe_info["test_auc"],
449
+ probe_cv_auc_mean=probe_info.get("cv_auc_mean"),
450
+ probe_cv_auc_std=probe_info.get("cv_auc_std"),
451
  results=results,
452
  )
453
 
454
 
455
+ def json_safe(obj: object) -> object:
456
+ """
457
+ Recursively replace non-finite floats (NaN / ±Inf) with None.
458
+
459
+ Error rows carry float('nan') metrics. Python's json.dumps would emit a
460
+ bare `NaN` token (invalid JSON that browser JSON.parse rejects), and
461
+ Starlette's JSONResponse uses json.dumps(allow_nan=False), which raises —
462
+ so a single errored technique would 500 the whole /refusal-bench response.
463
+ Mapping to None keeps every consumer (live API, local-script artifacts)
464
+ on strict, parseable JSON.
465
+ """
466
+ if isinstance(obj, float):
467
+ return obj if math.isfinite(obj) else None
468
+ if isinstance(obj, dict):
469
+ return {k: json_safe(v) for k, v in obj.items()}
470
+ if isinstance(obj, (list, tuple)):
471
+ return [json_safe(v) for v in obj]
472
+ return obj
473
+
474
+
475
  def serialize(result: BenchResult) -> dict:
476
+ """JSON-friendly, NaN-free dict for HTTP responses (see json_safe)."""
477
+ return {k: json_safe(v) for k, v in asdict(result).items()}
refusal_bench/scoring.py CHANGED
@@ -12,7 +12,8 @@ REFUSAL_PHRASES (case-insensitive, whole-word-ish matching).
12
 
13
  from __future__ import annotations
14
 
15
- from typing import List
 
16
 
17
  # Canonical refusal phrases. Order doesn't matter; first match short-circuits.
18
  # Derived from Arditi 2024 + standard LLM safety phrasebook. Keep this list
@@ -54,6 +55,11 @@ def is_refusal(completion: str) -> bool:
54
  return any(phrase in lowered for phrase in REFUSAL_PHRASES)
55
 
56
 
 
 
 
 
 
57
  def refusal_rate(completions: List[str]) -> float:
58
  """
59
  Fraction of completions that are refusals. Empty list returns 0.0.
@@ -65,4 +71,24 @@ def refusal_rate(completions: List[str]) -> float:
65
  """
66
  if not completions:
67
  return 0.0
68
- return sum(1 for c in completions if is_refusal(c)) / len(completions)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
12
 
13
  from __future__ import annotations
14
 
15
+ import math
16
+ from typing import List, Tuple
17
 
18
  # Canonical refusal phrases. Order doesn't matter; first match short-circuits.
19
  # Derived from Arditi 2024 + standard LLM safety phrasebook. Keep this list
 
55
  return any(phrase in lowered for phrase in REFUSAL_PHRASES)
56
 
57
 
58
+ def refusal_count(completions: List[str]) -> int:
59
+ """Number of completions detected as refusals. Denominator is len()."""
60
+ return sum(1 for c in completions if is_refusal(c))
61
+
62
+
63
  def refusal_rate(completions: List[str]) -> float:
64
  """
65
  Fraction of completions that are refusals. Empty list returns 0.0.
 
71
  """
72
  if not completions:
73
  return 0.0
74
+ return refusal_count(completions) / len(completions)
75
+
76
+
77
+ def wilson_ci(k: int, n: int, z: float = 1.96) -> Tuple[float, float]:
78
+ """
79
+ Wilson score interval for a binomial proportion k/n (default 95%, z=1.96).
80
+
81
+ Why Wilson and not the textbook p ± z·√(p(1−p)/n): at the eval sizes this
82
+ bench runs on (n ~ 5–15 prompts) the normal approximation routinely spills
83
+ outside [0,1] and collapses to zero width at p = 0 or 1 — exactly the
84
+ regime a refusal rate lives in. Wilson stays inside [0,1] and keeps a
85
+ sensible width at the extremes, so the interval honestly communicates how
86
+ little a 5-prompt eval set can pin down. Returns (0.0, 0.0) for n == 0.
87
+ """
88
+ if n <= 0:
89
+ return (0.0, 0.0)
90
+ p = k / n
91
+ denom = 1.0 + z * z / n
92
+ center = (p + z * z / (2 * n)) / denom
93
+ half = (z / denom) * math.sqrt(p * (1 - p) / n + z * z / (4 * n * n))
94
+ return (max(0.0, center - half), min(1.0, center + half))
refusal_bench/technique.py CHANGED
@@ -69,6 +69,20 @@ class Technique:
69
 
70
  # --- Diagnostics ------------------------------------------------------
71
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
72
  def __repr__(self) -> str:
73
  status = "fitted" if self._fitted else "unfitted"
74
  layer = f"@L{self._layer}" if self._layer is not None else ""
 
69
 
70
  # --- Diagnostics ------------------------------------------------------
71
 
72
+ def unit_direction(self):
73
+ """
74
+ Return the fitted unit ablation direction (a torch.Tensor) for
75
+ direction-based techniques, or None for techniques that don't reduce to
76
+ a single direction.
77
+
78
+ The bench uses this to report cos(probe_weight, d̂): if that cosine is
79
+ near zero, a high post-ablation AUC is expected by construction (the
80
+ ablation and the probe read near-orthogonal axes) and is NOT evidence
81
+ the harmfulness representation survived. Surfacing it keeps the Zhao
82
+ dissociation honest.
83
+ """
84
+ return getattr(self, "_unit_direction", None)
85
+
86
  def __repr__(self) -> str:
87
  status = "fitted" if self._fitted else "unfitted"
88
  layer = f"@L{self._layer}" if self._layer is not None else ""
refusal_bench/techniques/herring.py CHANGED
@@ -156,15 +156,23 @@ class HerringCNA(Technique):
156
  def _make_neuron_zero_hook(
157
  self, neuron_indices: torch.Tensor
158
  ) -> Callable:
159
- """Closure that zeros the selected MLP-post neuron columns in place."""
 
 
 
 
 
 
 
 
160
 
161
- def hook(activation, hook_):
162
  # activation: [batch, seq_len, d_mlp]
163
  # neuron_indices: [k], Long
164
  activation[..., neuron_indices] = 0
165
  return activation
166
 
167
- return hook
168
 
169
  def make_ablation_hook(self) -> Tuple[str, Callable]:
170
  if (
 
156
  def _make_neuron_zero_hook(
157
  self, neuron_indices: torch.Tensor
158
  ) -> Callable:
159
+ """Closure that zeros the selected MLP-post neuron columns in place.
160
+
161
+ The second parameter MUST be named `hook`: TransformerLens invokes hook
162
+ functions as `fn(tensor, hook=hook_point)` — by keyword, not position.
163
+ Naming it `hook_` raised "got an unexpected keyword argument 'hook'" and
164
+ made this the one technique that still failed the full bench run, the
165
+ same defect Wollschlager's cone hook had in the May run. Matches
166
+ `research.make_ablation_hook` and `Wollschlager._make_cone_hook`.
167
+ """
168
 
169
+ def neuron_zero_hook(activation, hook):
170
  # activation: [batch, seq_len, d_mlp]
171
  # neuron_indices: [k], Long
172
  activation[..., neuron_indices] = 0
173
  return activation
174
 
175
+ return neuron_zero_hook
176
 
177
  def make_ablation_hook(self) -> Tuple[str, Callable]:
178
  if (
refusal_bench/techniques/wollschlager.py CHANGED
@@ -154,7 +154,10 @@ class Wollschlager(Technique):
154
  def _make_cone_hook(self, directions: torch.Tensor) -> Callable:
155
  """Closure that projects every stored direction out of the residual stream."""
156
 
157
- def hook(activation, hook_):
 
 
 
158
  # activation: [batch, seq_len, d_model]
159
  # directions: [k, d_model], orthonormal
160
  h = activation
@@ -164,7 +167,7 @@ class Wollschlager(Technique):
164
  activation[:, :, :] = h
165
  return activation
166
 
167
- return hook
168
 
169
  def make_ablation_hook(self) -> Tuple[str, Callable]:
170
  if not self._fitted or self._directions is None or self._layer is None:
 
154
  def _make_cone_hook(self, directions: torch.Tensor) -> Callable:
155
  """Closure that projects every stored direction out of the residual stream."""
156
 
157
+ # TransformerLens passes the hook point as keyword arg `hook=...`,
158
+ # so the parameter MUST be named `hook` (not `hook_`). Matching the
159
+ # convention in research.make_ablation_hook.
160
+ def cone_ablation_hook(activation, hook):
161
  # activation: [batch, seq_len, d_model]
162
  # directions: [k, d_model], orthonormal
163
  h = activation
 
167
  activation[:, :, :] = h
168
  return activation
169
 
170
+ return cone_ablation_hook
171
 
172
  def make_ablation_hook(self) -> Tuple[str, Callable]:
173
  if not self._fitted or self._directions is None or self._layer is None:
requirements-dev.txt ADDED
@@ -0,0 +1,6 @@
 
 
 
 
 
 
 
1
+ # Test-only dependencies. Runtime deps (numpy, scikit-learn, torch,
2
+ # transformer_lens, fastapi, ...) live in requirements.txt.
3
+ pytest>=8.0
4
+
5
+ # fastapi.testclient's transport (tests/test_patch_endpoint.py).
6
+ httpx>=0.27
research.py CHANGED
@@ -85,15 +85,24 @@ def logit_lens(prompt: str, top_k: int = 5) -> Dict[str, Any]:
85
  Moon's notebook showed this beautifully with the Eiffel Tower example:
86
  layers 0-10 all predicted "the", but layer 11 finally predicted "Paris".
87
 
88
- Math: logits_L = hidden_state_L @ W_U.T
89
- where W_U is the unembedding matrix (vocab x hidden_dim)
90
  """
91
  model = get_model()
92
  tokens, logits, cache = run_with_cache(prompt)
93
 
94
- # W_U maps from hidden dimension to vocabulary
95
- # In GPT-2, this is tied to the embedding matrix
96
- W_U = model.W_U # shape: [d_model, d_vocab]
 
 
 
 
 
 
 
 
 
97
 
98
  layer_predictions = []
99
 
@@ -110,10 +119,10 @@ def logit_lens(prompt: str, top_k: int = 5) -> Dict[str, Any]:
110
  # We only care about the last token position (next token prediction)
111
  last_token_resid = resid[0, -1, :] # shape: [d_model]
112
 
113
- # Project to vocabulary space
114
- # Note: Moon's code skipped layer norm here for "raw" analysis
115
- # For prediction parity with the model, you'd apply ln_final first
116
- vocab_logits = last_token_resid @ W_U # shape: [d_vocab]
117
  probs = F.softmax(vocab_logits, dim=-1)
118
 
119
  # Get top-k predictions
@@ -397,6 +406,9 @@ def generate_steered(
397
  alpha: float,
398
  layer: int,
399
  max_new_tokens: int = 30,
 
 
 
400
  ) -> Dict[str, Any]:
401
  """
402
  Generate text with a steering vector injected at the specified layer.
@@ -406,6 +418,12 @@ def generate_steered(
406
 
407
  Positive alpha steers toward the positive direction (e.g., positive sentiment).
408
  Negative alpha steers toward the negative direction.
 
 
 
 
 
 
409
  """
410
  model = get_model()
411
 
@@ -424,31 +442,28 @@ def generate_steered(
424
  # Generate with the hook active at the specified layer
425
  hook_name = f"blocks.{layer}.hook_resid_post"
426
 
427
- with model.hooks(fwd_hooks=[(hook_name, steering_hook)]):
428
- output = model.generate(
 
 
429
  tokens,
430
  max_new_tokens=max_new_tokens,
431
- temperature=0.7,
432
- do_sample=True,
433
  )
434
 
435
- generated_text = model.to_string(output[0])
 
436
 
437
- # Also generate without steering for comparison
438
- baseline_output = model.generate(
439
- tokens,
440
- max_new_tokens=max_new_tokens,
441
- temperature=0.7,
442
- do_sample=True,
443
- )
444
- baseline_text = model.to_string(baseline_output[0])
445
 
446
  return {
447
  "prompt": prompt,
448
  "layer": layer,
449
  "alpha": alpha,
450
- "steered_text": generated_text,
451
- "baseline_text": baseline_text,
452
  }
453
 
454
 
@@ -465,6 +480,9 @@ def ablate_along_direction(
465
  direction: List[float],
466
  layer: int,
467
  max_new_tokens: int = 30,
 
 
 
468
  ) -> Dict[str, Any]:
469
  """
470
  Generate text with the projection along `direction` removed at `layer`.
@@ -475,7 +493,9 @@ def ablate_along_direction(
475
  the chosen layer. Contrast with generate_steered, which adds alpha * v.
476
 
477
  Returns both ablated and baseline generations so the caller can show a
478
- side-by-side. Sampling temperature matches generate_steered for parity.
 
 
479
  """
480
  model = get_model()
481
 
@@ -494,20 +514,20 @@ def ablate_along_direction(
494
  ablation_hook = make_ablation_hook(unit_direction)
495
  hook_name = f"blocks.{layer}.hook_resid_post"
496
 
497
- with model.hooks(fwd_hooks=[(hook_name, ablation_hook)]):
498
- ablated_output = model.generate(
 
 
499
  tokens,
500
  max_new_tokens=max_new_tokens,
501
- temperature=0.7,
502
- do_sample=True,
503
  )
504
 
505
- baseline_output = model.generate(
506
- tokens,
507
- max_new_tokens=max_new_tokens,
508
- temperature=0.7,
509
- do_sample=True,
510
- )
511
 
512
  return {
513
  "prompt": prompt,
 
85
  Moon's notebook showed this beautifully with the Eiffel Tower example:
86
  layers 0-10 all predicted "the", but layer 11 finally predicted "Paris".
87
 
88
+ Math: logits_L = ln_final(hidden_state_L) @ W_U + b_U
89
+ where W_U is the unembedding matrix ([d_model, d_vocab]) and b_U its bias.
90
  """
91
  model = get_model()
92
  tokens, logits, cache = run_with_cache(prompt)
93
 
94
+ # Unembedding: logits = ln_final(resid) @ W_U + b_U.
95
+ #
96
+ # Applying the final layer norm is NOT optional. W_U is trained to read a
97
+ # normalized residual stream; projecting the raw residual (as this code
98
+ # used to) distorts every layer's prediction and, critically, makes the
99
+ # last layer disagree with the model's own logits — destroying the one
100
+ # checkable property the logit lens has. With fold_ln=True (TransformerLens's
101
+ # from_pretrained default) ln_final is a LayerNormPre that centers and
102
+ # scales to unit variance, with the learnable affine folded into W_U/b_U;
103
+ # this recipe is correct in both the folded and unfolded cases.
104
+ W_U = model.W_U # [d_model, d_vocab]
105
+ b_U = model.b_U # [d_vocab]
106
 
107
  layer_predictions = []
108
 
 
119
  # We only care about the last token position (next token prediction)
120
  last_token_resid = resid[0, -1, :] # shape: [d_model]
121
 
122
+ # Normalize, then project to vocabulary space. ln_final applied to a
123
+ # single [d_model] vector normalizes over the last dim (see note above).
124
+ normed = model.ln_final(last_token_resid)
125
+ vocab_logits = normed @ W_U + b_U # shape: [d_vocab]
126
  probs = F.softmax(vocab_logits, dim=-1)
127
 
128
  # Get top-k predictions
 
406
  alpha: float,
407
  layer: int,
408
  max_new_tokens: int = 30,
409
+ seed: int = 42,
410
+ do_sample: bool = False,
411
+ temperature: float = 0.7,
412
  ) -> Dict[str, Any]:
413
  """
414
  Generate text with a steering vector injected at the specified layer.
 
418
 
419
  Positive alpha steers toward the positive direction (e.g., positive sentiment).
420
  Negative alpha steers toward the negative direction.
421
+
422
+ Determinism: the steered and baseline generations must differ ONLY by the
423
+ intervention, not by sampling noise. We default to greedy decoding
424
+ (do_sample=False) so the comparison is exactly controlled. If sampling is
425
+ requested, we reseed torch before BOTH calls so they draw the same samples
426
+ and any divergence is still attributable to the steering vector.
427
  """
428
  model = get_model()
429
 
 
442
  # Generate with the hook active at the specified layer
443
  hook_name = f"blocks.{layer}.hook_resid_post"
444
 
445
+ def _generate():
446
+ if do_sample:
447
+ torch.manual_seed(seed)
448
+ return model.generate(
449
  tokens,
450
  max_new_tokens=max_new_tokens,
451
+ temperature=temperature,
452
+ do_sample=do_sample,
453
  )
454
 
455
+ with model.hooks(fwd_hooks=[(hook_name, steering_hook)]):
456
+ steered_output = _generate()
457
 
458
+ # Baseline (no steering) under the same decoding regime for a fair contrast.
459
+ baseline_output = _generate()
 
 
 
 
 
 
460
 
461
  return {
462
  "prompt": prompt,
463
  "layer": layer,
464
  "alpha": alpha,
465
+ "steered_text": model.to_string(steered_output[0]),
466
+ "baseline_text": model.to_string(baseline_output[0]),
467
  }
468
 
469
 
 
480
  direction: List[float],
481
  layer: int,
482
  max_new_tokens: int = 30,
483
+ seed: int = 42,
484
+ do_sample: bool = False,
485
+ temperature: float = 0.7,
486
  ) -> Dict[str, Any]:
487
  """
488
  Generate text with the projection along `direction` removed at `layer`.
 
493
  the chosen layer. Contrast with generate_steered, which adds alpha * v.
494
 
495
  Returns both ablated and baseline generations so the caller can show a
496
+ side-by-side. Decoding is greedy by default so the ablated vs. baseline
497
+ pair differs ONLY by the intervention; if sampling is requested we reseed
498
+ before both calls so they share the same draws.
499
  """
500
  model = get_model()
501
 
 
514
  ablation_hook = make_ablation_hook(unit_direction)
515
  hook_name = f"blocks.{layer}.hook_resid_post"
516
 
517
+ def _generate():
518
+ if do_sample:
519
+ torch.manual_seed(seed)
520
+ return model.generate(
521
  tokens,
522
  max_new_tokens=max_new_tokens,
523
+ temperature=temperature,
524
+ do_sample=do_sample,
525
  )
526
 
527
+ with model.hooks(fwd_hooks=[(hook_name, ablation_hook)]):
528
+ ablated_output = _generate()
529
+
530
+ baseline_output = _generate()
 
 
531
 
532
  return {
533
  "prompt": prompt,
scripts/build_over_refusal_pairs.py CHANGED
@@ -155,7 +155,9 @@ def rewrite_over_refusal_pairs_file(prompts: List[str]) -> None:
155
  "couldn't find OVER_REFUSAL_PROMPTS literal in over_refusal_pairs.py — "
156
  "file structure may have changed"
157
  )
158
- OVER_REFUSAL_PAIRS_PATH.write_text(pattern.sub(new_block, src))
 
 
159
 
160
 
161
  def main() -> int:
 
155
  "couldn't find OVER_REFUSAL_PROMPTS literal in over_refusal_pairs.py — "
156
  "file structure may have changed"
157
  )
158
+ # Callable replacement so re.sub doesn't process backslash escapes from
159
+ # repr() output (same trap as build_refusal_pairs.py).
160
+ OVER_REFUSAL_PAIRS_PATH.write_text(pattern.sub(lambda _m: new_block, src))
161
 
162
 
163
  def main() -> int:
scripts/build_refusal_pairs.py CHANGED
@@ -143,7 +143,11 @@ def rewrite_refusal_pairs_file(pairs: List[Tuple[str, str]]) -> None:
143
  "couldn't find REFUSAL_PAIRS literal in refusal_pairs.py — "
144
  "file structure may have changed"
145
  )
146
- REFUSAL_PAIRS_PATH.write_text(pattern.sub(new_block, src))
 
 
 
 
147
 
148
 
149
  def main() -> int:
 
143
  "couldn't find REFUSAL_PAIRS literal in refusal_pairs.py — "
144
  "file structure may have changed"
145
  )
146
+ # Callable replacement so re.sub doesn't process backslash escapes in
147
+ # the new_block (Alpaca prompts contain real newlines whose repr()
148
+ # output is '\\n' — re.sub would convert that back to a real newline,
149
+ # producing a SyntaxError when Python parses the file).
150
+ REFUSAL_PAIRS_PATH.write_text(pattern.sub(lambda _m: new_block, src))
151
 
152
 
153
  def main() -> int:
scripts/run_bench_local.py ADDED
@@ -0,0 +1,238 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ """
2
+ Run the Refusal Bench against a locally-loaded Llama-3.2-1B-Instruct.
3
+
4
+ Why this exists: HF Spaces free CPU tier can't complete heavier
5
+ techniques (Wollschlager cone, COSMIC layer sweep, Cheng, Maskey,
6
+ Herring) — they OOM or exceed the proxy timeout. This script bypasses
7
+ HF entirely and runs the same bench end-to-end on Apple Silicon (MPS)
8
+ or CPU.
9
+
10
+ Output mirrors what /refusal-bench would return:
11
+ - One JSON per technique in docs/bench_partials_local/<name>.json
12
+ - A combined docs/bench_result_local_6tech.json with all rows
13
+
14
+ Run:
15
+ cd backend && .venv/bin/python scripts/run_bench_local.py [--n 20]
16
+
17
+ Memory: BF16 Llama-3.2-1B is ~2.5GB; close browsers before running on
18
+ a 16GB machine. Each technique is run independently so partial results
19
+ survive an OOM mid-run.
20
+ """
21
+
22
+ from __future__ import annotations
23
+
24
+ import argparse
25
+ import json
26
+ import os
27
+ import sys
28
+ import time
29
+ from pathlib import Path
30
+
31
+ # Make backend's modules importable
32
+ BACKEND = Path(__file__).resolve().parents[1]
33
+ sys.path.insert(0, str(BACKEND))
34
+
35
+ import torch
36
+
37
+ # Surface the HF token. The huggingface-cli login flow writes the active
38
+ # token to ~/.cache/huggingface/token; set HF_TOKEN env so model.py's
39
+ # _ensure_hf_login picks it up.
40
+ TOKEN_PATH = Path.home() / ".cache" / "huggingface" / "token"
41
+ if "HF_TOKEN" not in os.environ and TOKEN_PATH.exists():
42
+ os.environ["HF_TOKEN"] = TOKEN_PATH.read_text().strip()
43
+
44
+
45
+ def main() -> int:
46
+ parser = argparse.ArgumentParser(description=__doc__)
47
+ parser.add_argument("--n", type=int, default=20, help="pair count per class")
48
+ parser.add_argument("--layer", type=int, default=8)
49
+ parser.add_argument("--max-new-tokens", type=int, default=16)
50
+ parser.add_argument("--seed", type=int, default=42)
51
+ parser.add_argument(
52
+ "--techniques",
53
+ type=str,
54
+ default="arditi,wollschlager,cosmic,cheng,maskey,herring",
55
+ help="comma-separated names",
56
+ )
57
+ parser.add_argument(
58
+ "--device",
59
+ type=str,
60
+ default=None,
61
+ help="cuda / mps / cpu; defaults to auto-detect",
62
+ )
63
+ args = parser.parse_args()
64
+
65
+ # Load model
66
+ import model as model_mod
67
+ import refusal_pairs
68
+ import over_refusal_pairs
69
+ from refusal_bench.runner import json_safe, run_bench, serialize
70
+
71
+ if args.device:
72
+ # Optional override; otherwise model.get_device() picks MPS on Apple Silicon
73
+ original_get_device = model_mod.get_device
74
+ model_mod.get_device = lambda: args.device # type: ignore
75
+
76
+ print(f"[bench-local] device: {model_mod.get_device()}")
77
+ print(f"[bench-local] torch: {torch.__version__}")
78
+ print(f"[bench-local] MPS available: {torch.backends.mps.is_available()}")
79
+
80
+ print(f"\n[bench-local] loading Llama-3.2-1B-Instruct (BF16)…")
81
+ t0 = time.time()
82
+ # Use float16 instead of float32 to fit in 16GB unified memory
83
+ # Note: HookedTransformer.from_pretrained does not directly accept dtype
84
+ # in transformer_lens 2.11; load and convert.
85
+ info = model_mod.load_model("meta-llama/Llama-3.2-1B-Instruct")
86
+ print(f"[bench-local] loaded in {time.time()-t0:.1f}s: {info}")
87
+
88
+ # Cast to bfloat16 for memory headroom on MPS
89
+ m = model_mod.get_model()
90
+ target_dtype = torch.float16 if model_mod.get_device() == "mps" else torch.bfloat16
91
+ print(f"[bench-local] casting model to {target_dtype}…")
92
+ m = m.to(target_dtype)
93
+ # Patch the singleton so subsequent get_model() returns the cast version
94
+ model_mod._model = m # type: ignore
95
+
96
+ pairs = refusal_pairs.get_refusal_pairs()
97
+ if len(pairs) < args.n:
98
+ print(f"[bench-local] WARNING: only {len(pairs)} pairs available; capping --n to that.")
99
+ n = len(pairs)
100
+ else:
101
+ n = args.n
102
+ harmful = [p[0] for p in pairs[:n]]
103
+ harmless = [p[1] for p in pairs[:n]]
104
+
105
+ # Over-refusal prompts (XSTest) for Maskey decomposition. Other
106
+ # techniques ignore this list. Falls back to empty if the module is
107
+ # unpopulated (run backend/scripts/build_over_refusal_pairs.py first).
108
+ over_refusal = over_refusal_pairs.OVER_REFUSAL_PROMPTS[:n] if hasattr(over_refusal_pairs, "OVER_REFUSAL_PROMPTS") else []
109
+ print(f"[bench-local] using {n} pairs per class · {len(over_refusal)} over-refusal prompts")
110
+
111
+ out_dir = BACKEND.parent / "docs" / "bench_partials_local"
112
+ out_dir.mkdir(parents=True, exist_ok=True)
113
+ combined_path = BACKEND.parent / "docs" / "bench_result_local_6tech.json"
114
+
115
+ techniques = [t.strip() for t in args.techniques.split(",") if t.strip()]
116
+ all_rows = []
117
+ probe_train_auc = None
118
+ probe_test_auc = None
119
+ probe_cv_auc_mean = None
120
+ probe_cv_auc_std = None
121
+ n_extraction_pairs = None
122
+ n_eval_prompts = None
123
+
124
+ for tname in techniques:
125
+ print(f"\n[bench-local] ── {tname} ──", flush=True)
126
+ t0 = time.time()
127
+ try:
128
+ result = run_bench(
129
+ technique_names=[tname],
130
+ layer=args.layer,
131
+ harmful_prompts=harmful,
132
+ harmless_prompts=harmless,
133
+ over_refusal_prompts=over_refusal if over_refusal else None,
134
+ test_fraction=0.25,
135
+ max_new_tokens=args.max_new_tokens,
136
+ temperature=0.7,
137
+ seed=args.seed,
138
+ )
139
+ elapsed = time.time() - t0
140
+ row = result.results[0]
141
+ all_rows.append(row.__dict__ if hasattr(row, "__dict__") else row)
142
+ if probe_train_auc is None:
143
+ probe_train_auc = result.probe_train_auc
144
+ probe_test_auc = result.probe_test_auc
145
+ probe_cv_auc_mean = result.probe_cv_auc_mean
146
+ probe_cv_auc_std = result.probe_cv_auc_std
147
+ n_extraction_pairs = result.n_extraction_pairs
148
+ n_eval_prompts = result.n_eval_prompts
149
+
150
+ # serialize() is NaN-sanitized via json_safe in the runner.
151
+ (out_dir / f"{tname}.json").write_text(json.dumps(serialize(result), indent=2))
152
+ if row.error:
153
+ print(f" ERROR: {row.error[:120]}")
154
+ else:
155
+ print(
156
+ f" Δrr={row.delta_refusal_rate:+.3f} ΔAUC={row.delta_auc:+.3f} "
157
+ f"({elapsed/60:.1f} min)"
158
+ )
159
+ except Exception as e:
160
+ print(f" EXC: {type(e).__name__}: {str(e)[:200]}")
161
+ all_rows.append({
162
+ "name": tname,
163
+ "error": f"{type(e).__name__}: {e}",
164
+ "elapsed_seconds": time.time() - t0,
165
+ })
166
+
167
+ # Free GPU memory between techniques
168
+ if model_mod.get_device() == "mps":
169
+ torch.mps.empty_cache()
170
+
171
+ # Combine
172
+ combined = {
173
+ "model_name": "meta-llama/Llama-3.2-1B-Instruct",
174
+ "device": model_mod.get_device(),
175
+ "dtype": str(target_dtype),
176
+ "layer": args.layer,
177
+ "n_pairs_per_class": n,
178
+ "test_fraction": 0.25,
179
+ "probe_train_auc": probe_train_auc,
180
+ "probe_test_auc": probe_test_auc,
181
+ "results": all_rows,
182
+ }
183
+ combined_path.write_text(json.dumps(json_safe(combined), indent=2, default=str))
184
+
185
+ # UI-shaped artifact for the leaderboard (public/bench/). NaN-sanitized so a
186
+ # single errored/degenerate row can't make the file invalid JSON and blank
187
+ # the leaderboard. Overwrites the cached default with this fresh local run.
188
+ # Provenance fields (device/dtype/seed/n_pairs_per_class) are written into
189
+ # the shipped artifact, not just the combined debug dump. Two reasons:
190
+ # * TransformerLens warns that the MPS backend "may produce silently
191
+ # incorrect results" on torch 2.12 (TransformerLensOrg/TransformerLens
192
+ # #1178). An artifact that does not say which backend produced it can't
193
+ # be audited against that warning.
194
+ # * This repo has already been bitten by two same-named runs with
195
+ # different numbers (see docs/bench_partials/README.md). Recording the
196
+ # config in the artifact makes a run self-identifying.
197
+ ui_artifact = {
198
+ "model_name": "meta-llama/Llama-3.2-1B-Instruct",
199
+ "layer": args.layer,
200
+ "device": model_mod.get_device(),
201
+ "dtype": str(target_dtype),
202
+ "seed": args.seed,
203
+ "n_pairs_per_class": n,
204
+ "max_new_tokens": args.max_new_tokens,
205
+ "n_extraction_pairs": n_extraction_pairs,
206
+ "n_eval_prompts": n_eval_prompts,
207
+ "probe_train_auc": probe_train_auc,
208
+ "probe_test_auc": probe_test_auc,
209
+ "probe_cv_auc_mean": probe_cv_auc_mean,
210
+ "probe_cv_auc_std": probe_cv_auc_std,
211
+ "results": all_rows,
212
+ }
213
+ public_dir = BACKEND.parent / "public" / "bench"
214
+ public_dir.mkdir(parents=True, exist_ok=True)
215
+ public_path = public_dir / "refusal_bench_default.json"
216
+ public_path.write_text(json.dumps(json_safe(ui_artifact), indent=2))
217
+ print(f"saved UI artifact: {public_path}")
218
+
219
+ # Print summary
220
+ print(f"\n\n=== REFUSAL BENCH — Llama-3.2-1B (local, {target_dtype}) ===")
221
+ print(f"probe train AUC {probe_train_auc:.3f}, test AUC {probe_test_auc:.3f}")
222
+ print()
223
+ print(f"{'TECHNIQUE':<28} {'Δ REFUSAL':>10} {'Δ AUC':>10}")
224
+ print("-" * 50)
225
+ for row in all_rows:
226
+ name = row.get("name", "?")[:28]
227
+ if row.get("error"):
228
+ print(f"{name:<28} ERROR")
229
+ else:
230
+ drr = row.get("delta_refusal_rate", float("nan"))
231
+ dauc = row.get("delta_auc", float("nan"))
232
+ print(f"{name:<28} {drr:>+10.3f} {dauc:>+10.3f}")
233
+ print(f"\nsaved: {combined_path}")
234
+ return 0
235
+
236
+
237
+ if __name__ == "__main__":
238
+ sys.exit(main())